SR-NASD-2005-032
Proposed Rule Change to Provide Written Explanations in Arbitration Awards Upon the Request of Customers or Associated Persons
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to provide written explanations in arbitration awards upon the request of customers, or of associated persons in industry controversies.
| Text of Proposed Rule Change | (PDF 150 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 174 KB) |
| Amendment No. 2 to Proposed Rule Change | (PDF 119 KB) |
| Federal Register Notice | (PDF 61 KB) |
| Extension No. 1 | (PDF 24 KB) |
| Extension No. 2 | (PDF 24 KB) |
| Extension No. 3 |
(PDF 20 KB)
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