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SR-NASD-2005-058 |
Proposed Amendments to NASD Rules 3150 and 3230
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rules 3150 and 3230 governing the reporting of data to clearing firms by correspondent firms.| Text of Proposed Rule Change PDF 59 KB |
| Amendment No. 1 to Proposed Rule Change PDF 198 KB |
| Federal Register Notice PDF 58 KB |
| Approval Order PDF 56 KB |
