 |
| |
SR-NASD-2005-101 |
Proposed Rule Change to Amend NASD Rules 6951 and 6952 Regarding Order Audit Trail System Reporting
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rules 6951 and 6952 to require members to record and report to the Order Audit Trail System ("OATS") order information relating to OTC equity securities.| Text of Proposed Rule Change PDF 211 KB |
| Federal Register Notice PDF 71 KB |
| Extension PDF 78 KB |
| Extension No. 2 PDF 78 KB |
| Extension No. 3 PDF 78 KB |
| Extension No. 4 PDF 78 KB |
| Extension No. 5 PDF 20 KB |
| Extension No. 6 PDF 20 KB |
| Extension No. 7 PDF 20 KB |
| Extension No. 8 PDF 20 KB |
| Extension No. 9 PDF 20 KB |
| Amendment No. 1 to Proposed Rule Change PDF 54 KB |
| Approval Order PDF 65 KB |
