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SR-NASD-2005-114 |
Proposed Amendments for Rule 2810 Addressing Compensation Fees and Expenses in Public Offerings of REITs and DPPs
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 2810 to address the regulation of compensation, fees, and expenses in public offerings of real estate investments trusts and direct participation programs.| Text of Proposed Rule Change PDF 285 KB |
| Amendment No. 1 to Proposed Rule Change PDF 136 KB |
| Federal Register Notice PDF 79 KB |
| Amendment No. 2 to Proposed Rule Change PDF 135 KB |
| Amendment No. 3 to Proposed Rule Change PDF 167 KB |
| Amendment No. 4 to Proposed Rule Change PDF 169 KB |
| Notice of Filing of Amendment Nos. 1, 2, 3, and 4 PDF 96 KB |
| Extension No. 1 PDF 20 KB |
| Amendment No. 5 to Proposed Rule Change PDF 71 KB |
| Approval Order PDF 74 KB |
