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SR-NASD-2005-011

Proposed Rule Change to Rule 6530 to Limit the Eligibility for Quotation on the OTCBB

NASD has filed with the Securities and Exchange Commission ("Commission") a proposed rule change to Rule 6530 to limit the eligibility for quotation on the OTCBB of the securities of an issuer that is repeatedly late in filing required periodic reports.
 
Text of Proposed Rule Change PDF 213 KB
Amendment No. 1 to Proposed Rule Change PDF 261 KB
Amendment No. 2 to Proposed Rule Change PDF 203 KB
Amendment No. 3 to Proposed Rule Change PDF 147 KB
Federal Register Notice PDF 24 KB
Approval Order PDF 59 KB