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SR-NASD-2006-011 |
Proposed Amendments to Rule 2211 Regarding Principal Pre-Use Approval of Member Correspondence
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to require principal pre-use approval of member correspondence to 25 or more existing retail customers within a 30 calendar-day period.| Text of Proposed Rule Change PDF 223 KB |
| Amendment No. 1 to Proposed Rule Change PDF 224 KB |
| Federal Register Notice PDF 63 KB |
| Extension No. 1 PDF 40 KB |
| Extension No. 2 PDF 20 KB |
| Amendment No. 2 to Proposed Rule Change PDF 24 KB |
| Extension No. 3 PDF 20 KB |
| Approval Order PDF 66 KB |
