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SR-NASD-2006-060

Proposal to Adopt Rule 3170 Regarding Electronic Filing of All Regulatory Notices or Documents as Specified by NASD

NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to adopt NASD Rule 3170 to require members to file with NASD, or otherwise submit to NASD, in such electronic format as NASD may require, all regulatory notices or other documents required to be filed or otherwise submitted to NASD, as specified by NASD.
 
Text of Proposed Rule Change PDF 54 KB
Federal Register Notice PDF 53 KB
Correction to Federal Register Notice PDF 50 KB
Approval Order PDF 53 KB