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SR-NASD-2007-036 |
Proposed Amendment to NASD Rule 2342 (SIPC Information)
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to make a technical amendment to new NASD Rule 2342 (SIPC Information). The proposed rule change serves to clarify the categories of members that are excepted from the scope of the rule.| Text of Proposed Rule Change PDF 55 KB |
| Notice of Filing and Immediate Effectiveness PDF 60 KB |
