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SR-NASD-2007-044 |
Proposed Rule Change to Amend Rule 2860 Regarding the Delta Hedging Exemption from Equity Options Position Limits
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 2860 to expand the class of entities permitted to use the delta hedging exemption from equity options position limits.| Text of Proposed Rule Change PDF 116 KB |
| Federal Register Notice PDF 66 KB |
| Amendment No. 1 to Proposed Rule Change PDF 39 KB |
Approval Order PDF 60 KB
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