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SR-FINRA-2007-014

Proposed Rule Change to Amend NASD Interpretative Material 2210-4

Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Interpretative Material 2210-4 ("IM-2110-4") to limit the use of FINRA's name and any other corporate name owned by FINRA and to require members and persons associated with a member that refer to their FINRA Membership on a Web site to provide a hyperlink to www.finra.org.
 
Text of Proposed Rule Change PDF 72 KB
Notice of Filing and Immediate Effectiveness PDF 58 KB