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SR-FINRA-2007-012 |
Proposed Rule Change to Amend Trade Reporting Rules to Require Related Market Center Indicator on Certain Non-Tape Reports Submitted to FINRA
Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rules 6130, 6130A, 6130C, 6130D and 6130E to require that on any non-tape (or clearing-only) report submitted to a FINRA Facility (i.e., the Alternative Display Facility ("ADF"), a Trade Reporting Facility ("TRF") or the OTC Reporting Facility ("ORF")) associated with a previously executed trade that was not reported to that same FINRA Facility, members must identify the facility or market where the associated trade was reported.
