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SR-FINRA-2007-015

Proposed Rule Change to Amend NASD Rules 4632E, 6130E, 6140E and 6160E

FINRA (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to reflect a change in the functionality of the NASD/NYSE Trade Reporting Facility (the "NASD/NYSE TRF") to permit participants to submit trades to the NASD/NYSE TRF for submission to the National Securities Clearing Corporation ("NSCC") for clearance and settlement.
 
Text of Proposed Rule Change PDF 76 KB
Notice of Filing and Immediate Effectiveness PDF 69 KB