Chip Jones, CRCP
Chip Jones is Senior Vice President, Member Relations and Education.
In this capacity, he is responsible for maintaining and enhancing open and effective dialogue with FINRA member firms. Mr. Jones also oversees FINRA’s Member Education department, which includes FINRA conferences and the FINRA Institute at Wharton Certified Regulatory and Compliance Professional™ (CRCP™) program.
Prior to joining FINRA, Mr. Jones was Vice President of Regulatory and Industry Affairs at American Express Financial Advisors (AEFA). Before joining AEFA, he served as Advocacy Administrator for the Association for Investment Management and Research (now the CFA Institute). Early in his career, he was a senior examiner/investigator with the Virginia Securities Division.
He received a master’s degree in business administration and a bachelor’s degree from Radford University in Radford, Virginia.