Firms We Regulate - S

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

S F SENTRY SECURITIES, INC.
100 PINE STREET, SUITE 2700, SAN FRANCISCO, CA 94111

S. GOLDMAN ADVISORS, LLC
825 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY 10022

S. GOLDMAN CAPITAL LLC
825 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY 10022

S.G. LONG & COMPANY
283 WEST FRONT SUITE 302, SUITE 302, MISSOULA, MT 59802-4328
Mailing Address: 283 WEST FRONT SUITE 302, MISSOULA, MT 59802-4328

S.L. REED & COMPANY
11111 SANTA MONICA BOULEVARD, SUITE 1200, LOS ANGELES, CA 90025-3346

S2K FINANCIAL LLC
777 THIRD AVENUE, 28TH FLOOR, NEW YORK, NY 10017

SA STONE WEALTH MANAGEMENT INC.
2 PERIMETER PARK SOUTH, SUITE 100 EAST, BIRMINGHAM, AL 35243

SABADELL SECURITIES USA, INC.
1111 BRICKELL AVENUE, 30TH FLOOR, MIAMI, FL 33131

SABLE CAPITAL LLC
2820 SELWYN AVE SUITE 375, CHARLOTTE, NC 28209

SAF FINANCIAL SECURITIES LLC
902 BROADWAY, SUITE 1611, NEW YORK, NY 10010

SAFRA SECURITIES LLC
546 FIFTH AVE, NEW YORK, NY 10036

SAGE CANYON ADVISORS, LLC
433 CANYONSIDE DRIVE, BOULDER, CO 80302

SAGE PARTNERS SECURITIES, LLC
11111 SANTA MONICA BOULEVARD, SUITE 2200, LOS ANGELES, CA 90025

SAGE, RUTTY & CO., INC.
100 CORPORATE WOODS, SUITE 300, ROCHESTER, NY 14623

SAGENT ADVISORS, LLC
299 PARK AVENUE, 13TH FLOOR, NEW YORK, NY 10171

SAGEPOINT FINANCIAL, INC.
20 E THOMAS RD, SUITE 2000, PHOENIX, AZ 85012

SAGETRADER, LLC
340 PINE STREET, SUITE 501, SAN FRANCISCO, CA 94104

SAGEWORKS CAPITAL LLC
1177 AVENUE OF THE AMERCAS, 7TH FLOOR, NEW YORK, NY 10036
Mailing Address: 252 BRADLEY COURT, HOLLAND, PA 18966

SAINTS ADVISORS LLC
2020 UNION STREET, SAN FRANCISCO, CA 94123

SAL EQUITY TRADING, GP
401 CITY AVENUE, SUITE 220, BALA CYNWYD, PA 19004-1122

SALEM PARTNERS LLC
11111 SANTA MONICA BOULEVARD, SUITE 2250, LOS ANGELES, CA 90025

SALIENT CAPITAL L.P.
4265 SAN FELIPE STREET, 8TH FLOOR, HOUSTON, TX 77027

SAMCO CAPITAL MARKETS, INC.
6805 CAPITAL OF TEXAS HIGHWAY, SUITE 350, AUSTIN, TX 78731

SAMMONS FINANCIAL NETWORK, LLC
4546 CORPORATE DRIVE, SUITE 100, WEST DES MOINES, IA 50266

SAMSUNG SECURITIES (AMERICA), INC.
1330 AVENUE OF AMERICAS, 26TH FLOOR, NEW YORK, NY 10019

SAMUEL A RAMIREZ & CO., INC.
61 BROADWAY 29 TH FLOOR, NEW YORK, NY 10006

SANDERLIN SECURITIES, LLC
5170 SANDERLIN AVE. - SUITE 102, MEMPHIS, TN 38117

SANDERS MORRIS HARRIS LLC
600 TRAVIS, SUITE 5900, HOUSTON, TX 77002-3003

SANDLAPPER SECURITIES, LLC
SANDLAPPER FINANCIAL CENTER, 800 E. NORTH STREET, 2ND FLOOR, GREENVILLE, SC 29601

SANDLER, O'NEILL & PARTNERS, L.P.
1251 AVENUE OF THE AMERICAS, 6TH FLOOR, NEW YORK, NY 10020
Mailing Address: 1251 AVENUE OF THE AMERICAS, 6TH FLOOR, NEW YORK, NY 10020

SANFORD C. BERNSTEIN & CO., LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105
Mailing Address: 1345 AVENUE OF THE AMERICAS, 33RD FLOOR, NEW YORK, NY 10105

SANTANDER INVESTMENT SECURITIES INC.
45 EAST 53RD STREET, NEW YORK, NY 10022

SANTANDER SECURITIES LLC
2 MORRISSEY BOULEVARD, MAIL CODE: MA1-MB2-03-17, DORCHESTER, MA 02125

SANTOS CAPITAL GROUP, LLC
1111 BRICKELL AVENUE, SUITE 1100, MIAMI, FL 33131

SAPENO INC.
7 OLD PARK LANE, LONDON, W1K 1QR UNITED KINGDOM

SAPERSTON ASSET MANAGEMENT, INC.
172 LAKE STREEET, HAMBURG, NY 14075
Mailing Address: 172 LAKE STREET, HAMBURG, NY 14075

SATURN CAPITAL, INC.
75 FEDERAL STREET, 13TH FLOOR, BOSTON, MA 02110-1904
Mailing Address: 75 FEDERAL STREET, 13TH FLR, BOSTON, MA 02110-1904

SATURNA BROKERAGE SERVICES, INC
1300 N. STATE STREET, BELLINGHAM, WA 98225-4730

SAUER, DAZEY INVESTMENT COMPANY
7800 FORSYTH BLVD, SUITE 820, ST. LOUIS, MO 63105

SAWAYA PARTNERS SECURITIES, LLC
888 SEVENTH AVENUE, 8TH FLOOR, NEW YORK, NY 10019

SAXONY SECURITIES, INC.
7401 WATSON ROAD, SUITE 86, ST. LOUIS, MO 63119

SAYBRUS EQUITY SERVICES, INC
ONE AMERICAN ROW, HARTFORD, CT 06102-5056
Mailing Address: P.O. BOX 5056, HARTFORD, CT 06102-5056

SBERBANK CIB USA, INC
CARNEGIE HALL TOWER, 152 WEST 57TH STREET, 44TH FLOOR, NEW YORK, NY 10019
Mailing Address: CARNEGIE HALL TOWER, 44TH FLOOR, NEW YORK, NY 10019

SC DISTRIBUTORS, LLC
695 TOWN CENTER DRIVE, SUITE 600, COSTA MESA, CA 92626
Mailing Address: 695 TOWN CENTER DRIVE, SUITE 600, ATTN: COMPLIANCE, COSTA MESA, CA 92626

SCA DEVELOPMENT, LLC
569 BROOKWOOD VILLAGE, SUITE 901, BIRMINGHAM, AL 35209

SCARSDALE EQUITIES LLC
10 ROCKEFELLER PLAZA, SUITE 720, NEW YORK, NY 10020
Mailing Address: 10 ROCKEFELLER PLAZA, SUITE 720, NEW YORK, NY 10020

SCENIC ADVISEMENT
915 BATTERY STREET, 1ST FLOOR, SAN FRANCISCO, CA 94111
Mailing Address: 915 BATTERY STREET., 1ST FLOOR, SAN FRANCISCO, CA 94111

SCF SECURITIES, INC.
155 E. SHAW AVENUE, SUITE #102, FRESNO, CA 93710

SCH ENTERPRISES, INC.
690 W. NORTHFIELD DRIVE, STE 100, BROWNSBURG, IN 46112
Mailing Address: P.O. BOX 607, BROWNSBURG, IN 46112

SCHLITT INVESTOR SERVICES, INC.
1717 INDIAN RIVER BLVD-STE 300, VERO BEACH, FL 32960-0867

SCHNEIDER DOWNS CORPORATE FINANCE, LP
ONE PPG PLACE, SUITE 1700, PITTSBURGH, PA 15222

SCHRODER FUND ADVISORS LLC
7 BRYANT PARK, NEW YORK, NY 10018-3706

SCOTIA CAPITAL (USA) INC.
250 VESEY STREET, NEW YORK, NY 10281

SCOTT JAMES GROUP, INC.
6700 ARLINGTON BOULEVARD, FALLS CHURCH, VA 22042

SCOTT T. TAYLOR, LTD.
14482 HILLSHIRE DR., WILLIS, TX 77318-4478

SCOTT-MACON SECURITIES, INC.
800 THIRD AVE., 16TH FL., NEW YORK, NY 10022
Mailing Address: 800 THIRD AVE.,, 16TH FL., NEW YORK, NY 10022

SCOTTRADE, INC.
700 MARYVILLE CENTRE DRIVE, ST. LOUIS, MO 63141-5824
Mailing Address: PO BOX 31759, ST. LOUIS, MO 63131-0759

SCOTTSDALE CAPITAL ADVISORS CORP
7170 E. MCDONALD RD. SUITE 6, SCOTTSDALE AZ, AZ 85253
Mailing Address: 7170 E. MCDONALD RD. SUITE 6, SCOTTSDALE AZ, AZ 85253

SCULLY CAPITAL SECURITIES CORP.
1730 M STREET NW, SUITE #204, WASHINGTON, DC 20036

SCURA PALEY SECURITIES LLC
489 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10017

SDDCO BROKERAGE ADVISORS LLC
485 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY 10022

SDR CAPITAL MARKETS, INC.
5613 DTC PARKWAY, SUITE 830, GREENWOOD VILLAGE, CO 80111

SEABROOK PARTNERS LLC
5225 WISCONSIN AVENUE, SUITE 501, WASHINGTON, DC 20015

SEABURY SECURITIES LLC
392 SPRINGFIELD AVE, 2ND FLOOR, SUMMIT, NJ 07901
Mailing Address: 1350 AVENUE OF THE AMERICAS, 25TH FLOOR, NEW YORK, NY 10019

SEACAP SECURITIES LLC
392 SPRINGFIELD AVE, 2ND FLOOR, SUMMIT, NJ 07901
Mailing Address: 1350 AVENUE OF THE AMERICAS, 25TH FLOOR, NEW YORK, NY 10019

SEALE CAPITAL, INC.
950 N. GLEBE ROAD, SUITE 950, ARLINGTON, VA 22203

SEAPINE SECURITIES, LLC
1455 EAST PUTNAM AVENUE, OLD GREENWICH, CT 06870

SEAPORT GLOBAL SECURITIES LLC
360 MADISON AVE, 22ND FLOOR, NEW YORK, NY 10017

SEAPORT SECURITIES CORP.
60 BROAD STREET, NEW YORK, NY 10004
Mailing Address: 60 BROAD STREET, NEW YORK, NY 10004

SEAPOWER CARPENTER CAPITAL, INC.
2 PARK PLAZA, SUITE 550, IRVINE, CA 92614-2518

SEARLE & CO.
333 GREENWICH AVE., GREENWICH, CT 06830

SEB SECURITIES, INC.
245 PARK AVENUE, 33RD FLOOR, NEW YORK, NY 10167

SECOND STREET SECURITIES, INC.
21860 BURBANK BLVD., SUITE 150, WOODLAND HILLS, CA 91367

SECU BROKERAGE SERVICES
119 NORTH SALISBURY STREET, 6TH FLOOR, RALEIGH, NC 27603
Mailing Address: P.O. BOX 26807, RALEIGH, NC 27611-6807

SECURE PLANNING, INC.
42 MIDDLE STREET, PORTSMOUTH, NH 03801

SECUREVEST FINANCIAL GROUP
163 MADISON AVE, SUITE 100, MORRISTOWN, NJ 07960
Mailing Address: 163 MADISON AVE, SUITE100, MORRISTOWN, NJ 07960

SECURIAN FINANCIAL SERVICES, INC.
400 ROBERT STREET NORTH, ST. PAUL, MN 55101-2098

SECURITIES AMERICA, INC.
12325 PORT GRACE BLVD., LAVISTA, NE 68128
Mailing Address: P. O. BOX 460001, PAPILLION, NE 68046-0001

SECURITIES CAPITAL CORPORATION
2107 5TH AVENUE NORTH, STE. 500, BIRMINGHAM, AL 35203
Mailing Address: P.O. BOX 2772, BIRMINGHAM, AL 35202

SECURITIES EQUITY GROUP
26800 ALISO VIEJO PARKWAY, SUITE 150, ALISO VIEJO, CA 92656

SECURITIES MANAGEMENT & RESEARCH, INC.
4201 42ND STREET NE, SUITE 100, CEDAR RAPIDS, IA 52402
Mailing Address: P.O. BOX 11606, CEDAR RAPIDS, IA 52410-1606

SECURITIES RESEARCH, INC.
3055 CARDINAL DRIVE, SUITE 104, VERO BEACH, FL 32963

SECURITIES SERVICE NETWORK, INC.
9729 COGDILL ROAD, SUITE 301, KNOXVILLE, TN 37932
Mailing Address: POST OFFICE BOX 30977, KNOXVILLE, TN 37930

SECURITY CAPITAL BROKERAGE, INC.
260 PEACHTREE STREET, NW, SUITE 2217, ATLANTA, GA 30303
Mailing Address: 260 PEACHTREE STREET, NW, SUITE 2200, ATLANTA, GA 30303

SECURITY CHURCH FINANCE, INC.
14615 BENFER ROAD, HOUSTON, TX 77069

SECURITY DISTRIBUTORS
ONE SECURITY BENEFIT PLACE, TOPEKA, KS 66636-0001
Mailing Address: ONE SECURITY BENEFIT PLACE, TOPEKA, KS 66636

SEED EQUITY VENTURES, LLC
4640 S. HOLLADAY VILLAGE PLAZA, SUITE #206, SALT LAKE CITY, UT 84117

SEEDCHANGE EXECUTION SERVICES INC.
415 JACKSON STREET, SUITE B, SAN FRANCISCO, CA 94111

SEI INVESTMENTS DISTRIBUTION CO.
ONE FREEDOM VALLEY DRIVE, OAKS, PA 19456

SELALU PARTNERS, LLC
14 NUTMEG RIDGE, RIDGEFIELD, CT 06877

SELECT CAPITAL CORPORATION
31351 RANCHO VIEJO RD., SUITE 205, SAN JUAN CAPISTRANO, CA 92675

SELKIRK INVESTMENTS, INC.
222 N WALL ST., SUITE 402, SPOKANE, WA 99201-0831

SENAHILL SECURITIES, LLC
115 BROADWAY, 3RD FLOOR, NEW YORK, NY 10006

SENATE SECURITIES
253 WALL STREET, KINGSTON, NY 12401
Mailing Address: 253 WALL STREET, P.O. BOX 3576, KINGSTON, NY 12402

SENDERO SECURITIES, LLC
250 W NOTTINGHAM, SUITE 300, SAN ANTONIO, TX 78209

SENTINEL BROKERS COMPANY, INC.
102 XANADU PLACE, JUPITER, FL 33477

SENTINEL FINANCIAL SERVICES COMPANY
ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604

SENTINEL SECURITIES, INC.
100 QUANNAPOWITT PKWY, SUITE 300, WAKEFIELD, MA 01880

SENTINUS SECURITIES LLC
700 COMMERCE DRIVE, SUITE 170, OAK BROOK, IL 60523

SENTRY EQUITY SERVICES, INC.
1800 NORTH POINT DRIVE, STEVENS POINT, WI 54481

SEPULVEDA DISTRIBUTORS LLC
11100 SANTA MONICA BOULEVARD, SUITE 2000, LOS ANGELES, CA 90025

SEQUENCE FINANCIAL SPECIALISTS LLC
1505 KING STREET EXTENSION, SUITE 109, CHARLESTON, SC 29405

SEQUOIA EQUITIES SECURITIES CORPORATION
1655 NORTH MAIN STREET SUITE 270, WALNUT CREEK, CA 94596

SEQUOIA INVESTMENTS, INC.
3405 CHARTLEY LN NE, ROSWELL, GA 30075

SESLIA SECURITIES
2107 CRYSTAL GADE 7A, CHARLOTTE AMALIE, ST THOMAS, VI 00802
Mailing Address: 281 LOCUST STREET, PHILADELPHIA, PA 19106

SETTER CAPITAL INC.
77 BLOOR STREET WEST SUITE 1220, TORONTO, ONTARIO, M5S 1M2 CANADA

SEVEN POINTS CAPITAL, LLC
805 THIRD AVENUE, 15TH FLOOR, NEW YORK, NY 10022

SF INVESTMENTS, INC.
799 CENTRAL AVE. SUITE 350, HIGHLAND PARK, IL 60035
Mailing Address: 799 CENTRAL AVE, HIGHLAND PARK, IL 60035

SFA FINANCIAL, LLC
107 MANLY STREET, GREENVILLE, SC 29601

SFG SECURITIES, INC.
200 WANAQUE AVENUE, SUITE 307, POMPTON LAKES, NJ 07442-2130

SFI CAPITAL GROUP, LLC
1100 SUPERIOR AVENUE EAST, SUITE 1700, CLEVELAND, OH 44114

SFI INTERNATIONAL, LLC
10575 STONEBRIDGE BLVD., BOCA RATON, FL 33498

SG AMERICAS SECURITIES, LLC
245 PARK AVENUE, NEW YORK, NY 10167

SGC SECURITIES LP
107 FORREST AVENUE, STE. 9, NARBERTH, PA 19072

SGI SECURITIES LLC
C/O SCHUPAK GROUP INC. 595 MADISON AVE., NEW YORK, NY 10022

SHANNON ADVISORS LLC
272 E. DEERPATH ROAD, SUITE 254, LAKE FOREST, IL 60045-5328

SHARE FINANCIAL SERVICES, INC.
15770 DALLAS PARKWAY, SUITE 860, DALLAS, TX 75248

SHAREHOLDERS SERVICE GROUP, INC.
9845 ERMA ROAD STE 312, SAN DIEGO, CA 92131

SHAREMASTER
460 TEWELL DRIVE, HEMET, CA 92545

SHARESPOST FINANCIAL CORPORATION
221 PINE STREET, SIXTH FLOOR, SAN FRANCISCO, CA 94104

SHASTA PARTNERS, LLC
330 BEAR HILL ROAD, SUITE 302, WALTHAM, MA 02451

SHEA & COMPANY, LLC
200 CLARENDON STREET, FLOOR 25, BOSTON, MA 02116

SHEARMAN, RALSTON INC.
333 GREENWICH AVENUE, GREENWICH, CT 06830

SHEARSON FINANCIAL SERVICES, LLC
7000 W. PALMETTO PARK ROAD, SUITE 306, BOCA RATON, FL 33433

SHELLPOINT CAPITAL LLC
140 E. 45TH ST, 37TH FLOOR, NEW YORK, NY 10017

SHELTER ROCK CAPITAL ADVISORS LLC
45 ROCKEFELLER PLAZA,, SUITE 1970, NEW YORK, NY 10111

SHERIDAN CAPITAL SECURITIES, LLC
42 HONEY LOCUST, IRVINE, CA 92606

SHERMAN & COMPANY LLC
6302 FAIRVIEW ROAD SUITE 320, CHARLOTTE, NC 28210

SHIELDS & COMPANY, INC.
890 WINTER STREET, SUITE 160, WALTHAM, MA 02451

SHINHAN INVESTMENT AMERICA INC.
1325 AVENUE OF THE AMERICAS STE. 702, NEW YORK, NY 10019

SHOPOFF SECURITIES, INC.
2 PARK PLAZA, SUITE 1120, IRVINE, CA 92614

SHOREBRIDGE CAPITAL ADVISORS, LLC
780 THIRD AVENUE, 30TH FLOOR, NEW YORK, NY 10017

SHORT HILLS CAPITAL LLC
251 E. 51ST ST.; STE 9C, NEW YORK, NY 10022

SHOT TOWER SECURITIES LLC
621 EAST PRATT STREET, SUITE 600, BALTIMORE, MD 21202

SHP SECURITIES, LLC
6310 GREENWICH DRIVE, SUITE 120, SAN DIEGO, CA 92122

SI SECURITIES, LLC
116 W HOUSTON, 6TH FLOOR, NEW YORK, NY 10012

SIA SECURITIES CORPORATION
3300 IDS CENTER, 80 S. 8TH STREET, MINNEAPOLIS, MN 55402

SIDOTI & COMPANY, LLC
1212 AVENUE OF AMERICAS, 15TH FLOOR, NEW YORK, NY 10036

SIEBERT CISNEROS SHANK & CO., L.L.C.
1999 HARRISON ST, SUITE 2720, OAKLAND, CA 94612

SIENA GLOBAL SECURITIES, LLC
2992 BURDECK DRIVE, OAKLAND, CA 94602

SIERRA PACIFIC SECURITIES, LLC
10100 W CHARLESTON AVE, SUITE 214, LAS VEGAS, NV 89135

SIG BROKERAGE, LP
140 BROADWAY, 47TH FLOOR, NEW YORK, NY 10005
Mailing Address: 401 CITY LANE AVE, BALA CYNWYD, PA 19004

SIGMA AMERICAS SECURITIES LLC
125 PARK AVENUE, 25TH FLOOR, SUITE 2525, NEW YORK, NY 10017

SIGMA FINANCIAL CORPORATION
300 PARKLAND PLAZA, ANN ARBOR, MI 48103-9508

SIGNAL HILL CAPITAL GROUP LLC
300 E. LOMBARD STREET, SUITE 1700, BALTIMORE, MD 21202-3243

SIGNAL SECURITIES, INC.
700 THROCKMORTON STREET, FORT WORTH, TX 76102-5036

SIGNATOR INVESTORS, INC.
200 BERKELEY ST 3RD FLOOR, BOSTON, MA 02117
Mailing Address: 877 EXECUTIVE CENTER DRIVE WEST, SUITE 300, ST PETERSBURG, FL 33702

SIGNATURE SECURITIES
1177 AVENUE OF THE AMERICAS, 11TH FLOOR, NEW YORK, NY 10036

SIGNET SECURITIES, LLC
250 CIVIC CENTER DRIVE, SUITE 300, COLUMBUS, OH 43215
Mailing Address: 250 CIVIC CENTER DRIVE,SUITE 300, COLUMBUS, OH 43215

SIGULER GUFF GLOBAL MARKETS, LLC
825 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY 10022-9514

SII INVESTMENTS, INC.
5555 GRANDE MARKET DRIVE, APPLETON, WI 54913-8403
Mailing Address: P.O. BOX 5097, APPLETON, WI 54912-5097

SIKICH CORPORATE FINANCE LLC
1415 W. DIEHL RD., SUITE 400, NAPERVILLE, IL 60563

SILBER BENNETT FINANCIAL, INC.
16133 VENTURA BLVD., SUITE 700, ENCINO, CA 91436

SILICON VALLEY PARTNERS LLC
5871 E SANNA STREET, PARADISE VALLEY, AZ 85253

SILICON VALLEY SECURITIES, INC.
4880 STEVENS CREEK BLVD #100, SUITE 100, SAN JOSE, CA 95129-1034
Mailing Address: 4880 STEVENS CREEK BLVD. #100, SUITE 100, SAN JOSE, CA 95129-1034

SILVER LANE ADVISORS LLC
515 MADISON AVENUE, 35TH FLOOR, NEW YORK, NY 10022

SILVER LEAF PARTNERS, LLC
420 LEXINGTON AVENUE, SUITE 2805, NEW YORK, NY 10170-2200

SILVER OAK SECURITIES, INCORPORATED
3339 N. HIGHLAND AVE, JACKSON, TN 38305

SILVER PORTAL CAPITAL LLC
12265 EL CAMINO REAL, SUITE 230, SAN DIEGO, CA 92130

SILVERGROVE ADVISORS LLC
275 MADISON AVE., SUITE 1415, NEW YORK, NY 10016

SILVERMARK PARTNERS LLC
3102 WEST END AVE., SUITE 150, NASHVILLE, TN 37203

SILVERWOOD PARTNERS
SILVERWOOD FARM PLACE, 32 PLEASANT STREET, SHERBORN, MA 01770

SIMMONS FIRST INVESTMENT GROUP, INC.
11700 CANTRELL ROAD, LITTLE ROCK, AR 72223

SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
190 TRUMBULL STREET, SUITE 301, HARTFORD, CT 06103
Mailing Address: 190 TRUMBULL STREET, SUITE 301, HARTFORD, CT 06103

SINGER XENOS SECURITIES, CORP.
800 DOUGLAS ROAD, SUITE 900, CORAL GABLES, FL 33134-3187

SINGPOLI WEALTH MANAGEMENT LLC
25 EAST FOOTHILL BLVD, ARCADIA, CA 91006

SISK INVESTMENT SERVICES, INC.
61 SABINE ROAD, SYOSSET, NY 11791

SISUNG SECURITIES CORPORATION
PLACE ST. CHARLES, 201 ST. CHARLES AVE., STE 4240, NEW ORLEANS, LA 70170

SITUS CAPITAL MANAGEMENT LLC
6 CONCOURSE PARKWAY, SUITE 3000, ATLANTA, GA 30328

SIXPOINT PARTNERS LLC
830 THIRD AVENUE, 8TH FLOOR, NEW YORK, NY 10022

SIXTEEN SECURITIES, INC.
5790 SUNSET DRIVE, SOUTH MIAMI, FL 33143

SKA SECURITIES, INC.
22725 FAIRVIEW CENTER DRIVE, SUITE 100, FAIRVIEW PARK, OH 44126

SKB SECURITIES
810 NW MARSHALL STREET, SUITE 300, PORTLAND, OR 97209

SKYWAY CAPITAL MARKETS, LLC
100 NORTH TAMPA STREET, SUITE 3550, TAMPA, FL 33602

SKYWORKS SECURITIES, LLC
283 GREENWICH AVENUE, 4TH FLOOR, GREENWICH, CT 06830

SLAVIC INVESTMENT CORPORATION
1075 BROKEN SOUND PARKWAY NW, SUITE 100, BOCA RATON, FL 33487-3540

SLCA CAPITAL, LLC
2517 WESTGATE STREET, HOUSTON, TX 77019
Mailing Address: 2517 WESTGATE STREET, HOUSTON, TX 77019

SLUSSER ASSOCIATES INC.
250 PARK AVENUE, SUITE 7063, NEW YORK, NY 10177

SMBC NIKKO SECURITIES AMERICA, INC.
277 PARK AVENUE FIFTH FLOOR, NEW YORK, NY 10172

SMI CAPITAL MARKETS LLC
11820 NORTHUP WAY SUITE E200, BELLEVUE, WA 98005
Mailing Address: 12715 NE 36TH STREET, BELLEVUE, WA 98005

SMITH POINT CAPITAL LTD
322 CIRCLE PARK PLACE, CHAPEL HILL, NC 27517

SMITH, BROWN & GROOVER, INC.
4001 VINEVILLE AVENUE, MACON, GA 31210-5039

SMITH, MOORE & CO.
7777 BONHOMME AVE., SUITE 2400, CLAYTON, MO 63105

SMITHER & COMPANY CAPITAL MARKETS, LLC
2108 WEST LABURNUM AVE, SUITE 250, RICHMOND, VA 23227
Mailing Address: 2108 WEST LABURNUM AVE, SUITE 250, RICHMOND, VA 23227

SMTX, LLC
311 WEST 43RD STREET, PENTHOUSE, NEW YORK, NY 10036
Mailing Address: 311 WEST 43RD STREET, 12TH FLOOR, NEW YORK, NY 10036

SNC CAPITAL MANAGEMENT CORP
2908 PARKSIDE DR STE 100, HIGHLAND PARK, IL 60035

SNOWDEN ACCOUNT SERVICES LLC
540 MADISON AVE, 9TH FLOOR, NEW YORK, NY 10022

SOFI SECURITIES LLC
ONE LETTERMAN DRIVE, BUILDING A, SUITE 4700, SAN FRANCISCO, CA 94129

SOGOTRADE, INC.
11 BROADWAY, SUITE 514, NEW YORK, NY 10004
Mailing Address: 1 MCBRIDE AND SON CENTER DRIVE, SUITE 288, CHESTERFIELD, MO 63005

SOJOURNER SECURITIES, LLC
223 EAST BLVD, SUITE 300, CHARLOTTE, NC 28203

SOLEBURY CAPITAL LLC
400 SOUTH RIVER ROAD,, SUITE 300, NEW HOPE, PA 18938

SOLIC CAPITAL LLC
1603 ORRINGTON AVE, SUITE 1600, EVANSTON, IL 60201

SOLIUM FINANCIAL SERVICES LLC
50 TICE BOULEVARD, SUITE A-18, WOODCLIFF LAKE, NJ 07677-7654

SOMERSET SECURITIES, INC.
4600 S.W. KELLY AVE, PORTLAND, OR 97239

SONENSHINE & COMPANY LLC
10 EAST 53RD STREET, 24TH FLOOR, NEW YORK, NY 10022
Mailing Address: 10 EAST 53RD STREET, 24TH FLOOR, NEW YORK, NY 10022

SORRENTO PACIFIC FINANCIAL, LLC
10150 MEANLEY DRIVE, 1ST FLOOR, SAN DIEGO, CA 92131

SORSBY FINANCIAL CORP.
676 N MICHIGAN AVE, SUITE 3605, CHICAGO, IL 60611

SOUTH ATLANTIC ENTERPRISES, INC.
6135 PARK SOUTH DRIVE, SUITE 510, CHARLOTTE, NC 28210

SOUTH STREET SECURITIES LLC
825 THIRD AVE, 35TH FLOOR, NEW YORK, NY 10022

SOUTH TEXAS SECURITIES CO.
13027 TAYLORCREST, HOUSTON, TX 77079
Mailing Address: PO BOX 79626, HOUSTON, TX 77279

SOUTHAMPTON INVESTMENT SERVICES INC.
395 HUDSON STREET, SUITE 701, NEW YORK, NY 10014

SOUTHEAST INVESTMENTS, N.C., INC.
820 TYVOLA ROAD-SUITE 104, CHARLOTTE, NC 28217

SOUTHERN TRUST SECURITIES, INC.
2307 DOUGLAS RD STE 301, MIAMI, FL 33145

SOVEREIGN GLOBAL ADVISORS LLC
68 SOUTH SERVICE RD, SUITE 100, MELVILLE, NY 11747

SOVEREIGN LEGACY SECURITIES, INC.
100 GRAY FOX RUN, PINEHURST, NC 28374
Mailing Address: P.O. BOX 2299, SOUTHERN PINES, NC 28388

SP SECURITIES LLC
1800 ST. JAMES PLACE, SUITE 400, HOUSTON, TX 77056

SPAREBANK 1 CAPITAL MARKETS INC.
2901 SOUTH BAYSHORE DRIVE, SUITE 1E, MIAMI, FL 33133

SPARRING PARTNERS CAPITAL LLC
420 LEXINGTON AVENUE, SUITE 2458, NEW YORK CITY, NY 10170

SPARTAN CAPITAL SECURITIES, LLC
45 BROADWAY, 9TH FLOOR, NEW YORK, NY 10006

SPARTAN SECURITIES GROUP, LTD.
15500 ROOSEVELT BLVD, SUITE 303, CLEARWATER, FL 33760

SPEARHEAD CAPITAL, LLC
12012 SOUTH SHORE BLVD, SUITE 112, WELLINGTON, FL 33414

SPECTRUM ASSET MANAGEMENT, INC.
2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905
Mailing Address: 2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905

SPEEDROUTE LLC
29 BROADWAY, 30TH FLOOR, NEW YORK, NY 10006

SPENCER CLARKE LLC
79 MADISON AVE, 8TH FLOOR, NEW YORK, NY 10016
Mailing Address: 79 MADISON AVE, SUITE 1704, NEW YORK, NY 10016

SPENCER EDWARDS, INC.
6851 SO HOLLY CIRCLE, SUITE 200, CENTENNIAL, CO 80112
Mailing Address: 6851 SO HOLLY CIRCLE, SUITE 200, CENTENNIAL, CO 80112

SPENCER-WINSTON SECURITIES CORPORATION
45 WEST 47TH STREET SUITE 402, NEW YORK, NY 10036-2825

SPIDERROCK EXS, LLC
300 S. RIVERSIDE PLAZA, SUITE 2350, CHICAGO, IL 60606

SPIRE SECURITIES, LLC
1840 MICHAEL FARADAY DR., SUITE 105, RESTON, VA 20190

SPOKE FINANCIAL, LLC
277 W. NATIONWIDE BLVD., SUITE 250, COLUMBUS, OH 43215

SPOONHILL ASSET MANAGEMENT INC.
794 JERUSALEM ROAD, COHASSET, MA 02025

SPOT QUOTE LLC
3225 SMOKY RIDGE ROAD, AUSTIN, TX 78730

SPOUTING ROCK CAPITAL ADVISORS, LLC
925 W. LANCASTER AVENUE, SUITE 250, BRYN MAWR, PA 19010

SPP CAPITAL PARTNERS L L C
340 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY 10173

SPREADZERO LLC
33 WEST 19TH STREET, 4TH FLOOR, NEW YORK, NY 10011

SPRINKLEBROKERAGE, INC.
50 C COLUMBUS DR., #1106, JERSEY CITY, NJ 07302

SPROTT GLOBAL RESOURCE INVESTMENTS LTD
1910 PALOMAR POINT WAY, SUITE 200, CARLSBAD, CA 92008

SPURRIER CAPITAL PARTNERS LLC
505 PARK AVENUE, 16TH FLOOR, NEW YORK, NY 10022-1106

SQN SECURITIES LLC
100 ARBORETUM DRIVE, SUITE 105, PORTSMOUTH, NH 03801

SRA SECURITIES, LLC
1120 SIXTH AVENUE, 4TH FLOOR, NEW YORK, NY 10036

SSG CAPITAL ADVISORS, LLC
300 BARR HARBOR DRIVE, SUITE 420, WEST CONSHOHOCKEN, PA 19428

ST. BERNARD FINANCIAL SERVICES, INC.
1609 WEST MAIN ST., RUSSELLVILLE, AR 72801

ST. GERMAIN SECURITIES, INC.
1500 MAIN STREET, SPRINGFIELD, MA 01115

STACEY BRAUN FINANCIAL SERVICES, INC.
377 BROADWAY, NEW YORK, NY 10013

STANCORP EQUITIES, INC.
1100 SW SIXTH AVENUE, PORTLAND, OR 97204-1093
Mailing Address: 1100 SW SIXTH AVE, P8B, PORTLAND, OR 97204-1093

STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

STANDARD LIFE INVESTMENTS SECURITIES LLC
ONE BEACON STREET, 34TH FLOOR, BOSTON, MA 02108-3106

STANDARD NEW YORK, INC.
520 MADISON AVENUE, 28TH FLOOR, NEW YORK, NY 10022

STANLEY LAMAN GROUP SECURITIES, LLC
1235 WESTLAKES DRIVE, SUITE 295, BERWYN, PA 19312

STANNARD FINANCIAL SERVICES, LLC
504 EAST MAIN, PIPESTONE, MN 56164

STANWICH ADVISORS LLC
1 DOCK STREET, 6TH FLOOR, STAMFORD, CT 06902

STAR AMERICA CAPITAL ADVISORS, LLC
390 NORTH BROADWAY, 3RD FLOOR, JERICHO, NY 11753

STAR MOUNTAIN ADVISORS, LLC
TOWER 57 AT 135 EAST 57TH STREET, 25TH FLOOR, NEW YORK, NY 10022

STARK MUNICIPAL BROKERS
28632 ROADSIDE DRIVE, SUITE 215, AGOURA, CA 91301

STARLIGHT FUNDING INVESTMENTS, LLC
1307 BONITA AVE, BERKELEY, CA 94709

STARR STRATEGIC PARTNERS, LLC
399 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022

STARSHAK WINZENBURG & CO
55 W. MONROE ST., SUITE 2530, CHICAGO, IL 60603-5008

STARWOOD CAPITAL, L.L.C.
591 WEST PUTNAM AVENUE, GREENWICH, CT 06830

STASH CAPITAL LLC
19 WEST 22ND STREET, 12TH FL, NEW YORK, NY 10010

STATE FARM VP MANAGEMENT CORP.
ONE STATE FARM PLAZA, BLOOMINGTON, IL 61710-0001

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, BOSTON, MA 02111
Mailing Address: STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, 32ND FLOOR, BOSTON, MA 02111

STATE STREET GLOBAL MARKETS, LLC
STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, BOSTON, MA 02111

STATESMAN CORPORATE FINANCE, LLC
1900 WEST LOOP SOUTH, SUITE 850, HOUSTON, TX 77027

STATETRUST INVESTMENTS INC.
800 BRICKELL AVENUE - SUITE 100, MIAMI, FL 33131

STEADFAST CAPITAL MARKETS GROUP, LLC
18100 VON KARMAN AVE., SUITE 500, IRVINE, CA 92612

STEBEN & COMPANY, INC.
9711 WASHINGTONIAN BLVD., SUITE 400, GAITHERSBURG, MD 20878
Mailing Address: 9711 WASHINGTONIAN BLVD., SUITE 400, GAITHERSBURG, MD 20878

STEPHEN A. KOHN & ASSOCIATES, LTD.
7114 W. JEFFERSON AVE., SUITE 305, LAKEWOOD, CO 80235

STEPHENS
111 CENTER STREET, LITTLE ROCK, AR 72201-3507

STERLING CAPITAL DISTRIBUTORS, LLC
899 CASSATT ROAD, 400 BERWYN PARK, BERWYN, PA 19312

STERLING MONROE SECURITIES, LLC
168 FOREST AVENUE, LOCUST VALLEY, NY 11560

STERLING SMITH CORPORATION
4326A SCOTLAND, HOUSTON, TX 77007

STERLING SOFTWARE SERVICES, INC.
1001 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY 10018

STERLING, GRACE MUNICIPAL SECURITIES CORPORATION
100 SUMMERHILL ROAD, SPOTSWOOD, NJ 08884-1278
Mailing Address: 100 SUMMERHILL ROAD, SPOTSWOOD, NJ 08884

STERN BROTHERS & CO.
8000 MARYLAND AVE., SUITE 800, ST. LOUIS, MO 63105-3911

STERN CAPITAL LLC
420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170

STEWARD SECURITIES GROUP LLC
17615 PRIMROSE MEADOW LANE, HOUSTON, TX 77095

STIFEL, NICOLAUS & COMPANY, INCORPORATED
501 NORTH BROADWAY, ST. LOUIS, MO 63102

STILLPOINT CAPITAL, LLC
13301 W. HILLSBOROUGH AVENUE, SUITE 101, TAMPA, FL 33635

STINSON SECURITIES, LLC
220 SANSOME STREET, SUITE 1330, SAN FRANCISCO, CA 94104
Mailing Address: 220 SANSOME STREET, SAN FRANCISCO, CA 94104

STOCK TRADERS
16152 BEACH BLVD., SUITE 271, HUNTINGTON BEACH, CA 92647-3815

STOCKCROSS FINANCIAL SERVICES, INC.
9464 WILSHIRE BOULEVARD, BEVERLY HILLS, CA 90212

STOCKKINGS CAPITAL LLC
26 BROADWAY, SUITE 934, NEW YORK, NY 10004

STOCKPILE INVESTMENTS, INC.
150 E COLORADO BLVD, SUITE 210, PASADENA, CA 91105

STOCKSHIELD, LLC
633 WEST FIFTH STREET, SUITE 2800, LOS ANGELES, CA 90071

STOEVER, GLASS & COMPANY INC.
30 WALL STREET, NEW YORK, NY 10005

STONE KEY SECURITIES LLC
411 WEST PUTNAM AVENUE, GREENWICH, CT 06830

STONEBRIDGE SECURITIES, LLC.
12510 198TH DR.NE, WOODINVILLE, WA 98077
Mailing Address: 16541 REDMOND WAY 290C, REDMOND, WA 98052

STONECASTLE SECURITIES, LLC
152 WEST 57TH STREET, 35TH FLOOR, NEW YORK, NY 10019

STONECREST CAPITAL MARKETS, INC.
300 W. 6TH ST., SUITE 1520, AUSTIN, TX 78701

STONEGATE CAPITAL MARKETS, INC.
8201 PRESTON ROAD, SUITE 325, DALLAS, TX 75225

STONEHAVEN, LLC
275 MADISON AVENUE, SUITE 2002, NEW YORK, NY 10016

STONELIVING SECURITIES, LLC
443 NORTH CLARK STREET, SUITE 200, CHICAGO, IL 60654

STONEPINE ADVISORS, LLC
200 MIDDLEFIELD ROAD, SUITE 104, MENLO PARK, CA 94025

STONINGTON CORPORATION
342 WEST 22ND STREET, NEW YORK, NY 10011
Mailing Address: 250 PARK AVENUE, SUITE 700, NEW YORK, NY 10177

STONINGTON DRIVE SECURITIES LLC
51 JFK PARKWAY FIRST FLOOR WEST, SHORT HILLS, NJ 07078

STONNINGTON GROUP, LLC
21031 VENTURA BOULEVARD, SUITE 1201, WOODLAND HILLS, CA 91364

STORMHARBOUR SECURITIES LP
452 FIFTH AVENUE, 29TH FLOOR, NEW YORK, NY 10018

STOUT CAUSEY CAPITAL CORPORATION
6011 UNIVERSITY BOULEVARD, SUITE 490, ELLICOTT CITY, MD 21043

STOUT RISIUS ROSS ADVISORS, LLC
4000 TOWN CENTER, 20TH FLOOR, SOUTHFIELD, MI 48075

STRATEGAS RESEARCH PARTNERS, LLC
52 VANDERBILT AVENUE, 8TH FLOOR, NEW YORK, NY 10017

STRATEGIC CAPITAL INVESTMENTS, LLC
701 RIVERSEDGE DR, SALINE, MI 48176
Mailing Address: P.O. BOX 3, SALINE, MI 48176

STRATEGIC MARKETING SOLUTIONS LTD., LLC
2302B BRIDGEWAY, SAUSALITO, CA 94965

STRATFORD PARTNERS
142 W. 57TH STREET, 12TH FLOOR, NEW YORK, NY 10019

STRAUS CAPITAL, LLC
50 PRINCETON-HIGHTSTOWN ROAD, (SUITE J), PRINCETON JUNCTION, NJ 08550

STRUCTURA GROUP, LTD.
344 N. OLD WOODWARD, BIRMINGHAM, MI 48009

STUART FRANKEL & CO., INCORPORATED
60 CUTTER MILL ROAD, SUITE 210, GREAT NECK, NY 11021

STUART PORTFOLIO CONSULTANTS, L.P.
223 EAST 83 STREET, SUITE 2, NEW YORK, NY 10028

STURDIVANT & CO. INC
3000 ATRIUM WAY, SUITE 520, MT. LAUREL, NJ 08054

STUYVESANT SQUARE ADVISORS, INC.
30 OLD KINGS HIGHWAY SOUTH, SUITE 228, DARIEN, CT 06820

SUMMIT BROKERAGE SERVICES, INC.
595 S. FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL 33432
Mailing Address: 595 SOUTH FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL 33432

SUMMIT EQUITIES, INC.
4 CAMPUS DRIVE, PARSIPPANY, NJ 07054-0413

SUMMIT TRAIL SECURITIES, LLC
2 GRAND CENTRAL TOWER, 140 E. 45TH STREET, NEW YORK, NY 10017

SUMRIDGE PARTNERS, LLC
111 TOWN SQUARE PLACE, JERSEY CITY, NJ 07310
Mailing Address: 111 TOWN SQUARE, JERSEY CITY, NJ 07310

SUN LIFE FINANCIAL DISTRIBUTORS, INC.
ONE SUN LIFE EXECUTIVE PARK, WELLESLEY HILLS, MA 02481

SUN TRADING LLC
100 S WACKER, SUITE 300, CHICAGO, IL 60606

SUN'S BROTHERS SECURITIES INC.
6770 HAWAII KAI DRIVE #209, HONOLULU, HI 96825

SUNBELT SECURITIES, INC.
2700 POST OAK BLVD STE 1700, HOUSTON, TX 77056

SUNDIAL GROUP, LLC
200 SOUTH ANDREWS AVENUE, SUITE 602, FT. LAUDERDALE, FL 33301

SUNRISE BROKERS LLC
1500 BROADWAY, 25TH FLOOR, NEW YORK, NY 10036

SUNSET FINANCIAL SERVICES, INC.
3520 BROADWAY, KANSAS CITY, MO 64111
Mailing Address: P.O. BOX 219365, KANSAS CITY, MO 64121-9365

SUNSTREET SECURITIES, LLC
10320 W. MCDOWELL RD, BLDG F, SUITE 6018, AVONDALE, AZ 85392

SUNTRUST INVESTMENT SERVICES, INC.
303 PEACHTREE CENTER AVE, SUITE 140, ATLANTA, GA 30303

SUNTRUST ROBINSON HUMPHREY, INC.
3333 PEACHTREE ROAD, N.E., ATLANTA FINANCIAL CENTER, SOUTH TOWER, 9TH FLOOR, ATLANTA, GA 30326

SUPERIOR FINANCIAL SERVICES,INC.
N168 W21931 MAIN STREET, JACKSON, WI 53037
Mailing Address: PO BOX 139, JACKSON, WI 53037

SUPPORT SERVICES FINANCIAL ADVISORS, INC.
7335 EAST ORCHARD RD, SUITE 200, GREENWOOD VILLAGE, CO 80111-2512

SUPREME ALLIANCE LLC
3914 APPLETON WAY, WILMINGTON, NC 28412

SURETY FINANCIAL SERVICES INC.
3375 PARK AVENUE, SUITE 3006, WANTAGH, NY 11793-3712

SURYA CAPITALE SECURITIES LLC
55 WALL STREET, SUITE 530B, NEW YORK, NY 10005

SUSQUEHANNA FINANCIAL GROUP, LLLP
401 CITY AVE, SUITE 220, BALA CYNWYD, PA 19004-1122

SUSTAINABLE DEVELOPMENT CAPITAL, LLC
1120 AVENUE OF THE AMERICAS, SUITE 4045, NEW YORK, NY 10036

SUTTER SECURITIES INCORPORATED
220 MONTGOMERY STREET, SUITE 468, SAN FRANCISCO, CA 94104
Mailing Address: 220 MONTGOMERY STREET, SUITE 468, SAN FRANCISCO, CA 94104-1609

SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK
505 HOWARD STREET, 3RD FLOOR, SAN FRANCISCO, CA 94105
Mailing Address: 3003 TASMAN DRIVE, SANTA CLARA, CA 95054

SW FINANCIAL
1295 WALT WHITMAN RD., SUITE A, MELVILLE, NY 11747

SWARTWOOD, HESSE INC.
747 THIRD AVENUE, 2ND FLOOR, NEW YORK, NY 10017

SWBC INVESTMENT SERVICES, LLC
9311 SAN PEDRO, STE 600, SAN ANTONIO, TX 78216

SWEDBANK SECURITIES US, LLC
ONE PENN PLAZA, 15TH FLOOR, NEW YORK, NY 10119

SWENEY CARTWRIGHT & COMPANY
17 SOUTH HIGH STREET SUITE 300, COLUMBUS, OH 43215-3438

SWISS RE CAPITAL MARKETS CORPORATION
55 EAST 52ND STREET, NEW YORK, NY 10055

SWORD SECURITIES LLC
90 NASSAU ST., 5TH FLOOR, PRINCETON, NJ 08542

SYCAMORE FINANCIAL GROUP
2713 ROCKFORD LANE, KOKOMO, IN 46902-4058
Mailing Address: 2713 ROCKFORD LANE, KOKOMO, IN 46902

SYKES FINANCIAL SERVICES LLC
213 N MARKET ST, SUITE 202, WASHINGTON, NC 27889

SYMETRA SECURITIES, INC.
777 108TH AVE NE, SUITE 1200, BELLEVUE, WA 98004-5135

SYMPHONIC SECURITIES LLC
400 PARK AVENUE, NEW YORK, NY 10022

SYNDICATED CAPITAL, INC.
1299 OCEAN AVENUE 2ND FLOOR, SANTA MONICA, CA 90401

SYNERGY ADVISORS, LLC
840 APOLLO STREET, SUITE 213, EL SEGUNDO, CA 90245

SYNERGY CAPITAL I, LLC
40 FULTON STREET, NEW YORK, NY 10038

SYNOVUS SECURITIES, INC.
1137 FIRST AVENUE - 2ND FLOOR, COLUMBUS, GA 31901
Mailing Address: P.O. BOX 2628, COLUMBUS, GA 31902-2628

Last updated: 10/16/17