Broker Dealer Firms We Regulate - #

16 POINTS LLC
39 BROADWAY, SUITE 3300, ROOM 14, NEW YORK, NY 10006

1851 SECURITIES, INC
ONE AMERICAN ROW, HARTFORD, CT 06102

1ST BCCW CAPITAL CORP
116A SOUTH RIVER ROAD, BEDFORD, NH 03110-6735

1ST DISCOUNT BROKERAGE, INC.
8927 HYPOLUXO ROAD, SUITE A5, LAKE WORTH, FL 33467

1ST GLOBAL CAPITAL CORP.
12750 MERIT DRIVE, SUITE 1200, DALLAS, TX 75251

280 SECURITIES LLC
575 MARKET ST, STE 3800, SAN FRANCISCO, CA 94105
Mailing Address: 506 2ND AVE, STE 1400, SEATTLE, WA 98104

3 MARK EQUITIES, INC.
1600 HWY. 6 SOUTH, SUITE 400, SUGAR LAND, TX 77478

303 ALTERNATIVES, LLC
401 WEST SUPERIOR STREET, CHICAGO, IL 60654

38 DEGREE ADVISORS, LLC
4370 ALPINE ROAD, SUITE 209, PORTOLA VALLEY, CA 94028

7M SECURITIES, LLC
508 W 5TH STREET, SUITE 225, CHARLOTTE, NC 28202

Last updated: 10/16/17