Broker Dealer Firms We Regulate - P

P & M CORPORATE FINANCE, LLC
TWO TOWNE SQUARE, SUITE 425, SOUTHFIELD, MI 48076

P G BOOLE, LLC
18 NORTH MAIN STREET, SUITE 115, SHERBORN, MA 01770
Mailing Address: 30 PEDERZINI DRIVE, MEDFIELD, MA 02052

P. A. N. SECURITIES, LP
233 BROADWAY, 24TH FLOOR, NEW YORK, NY 10279

P. R. HERZIG & CO. INC.
4 EXPRESSWAY PLAZA, SUITE 220, ROSLYN HEIGHTS, NY 11577
Mailing Address: 1 EXPRESSWAY PLAZA, SUITE 200, ROSLYN HEIGHTS, NY 11577

P.J. ROBB VARIABLE CORPORATION
6075 POPLAR AVE, SUITE 400, MEMPHIS, TN 38119

P.R. GILBOY & ASSOCIATES, INC.
11006 RUSHMORE DRIVE, SUITE 110, CHARLOTTE, NC 28277

PACE CAPITAL CORP.
950 THIRD AVENUE, NEW YORK, NY 10022

PACER FINANCIAL, INC.
16 INDUSTRIAL BLVD, SUITE 201, PAOLI, PA 19301

PACES BATTLE GROUP, INC.
4414 PACES BATTLE, ATLANTA, GA 30327

PACIFIC ALLIANCE ASSOCIATES LLC
107 INDIAN HEAD ROAD, RIVERSIDE, CT 06878
Mailing Address: 107 INDIAN HEAD ROAD, PO BOX 404, RIVERSIDE, CT 06878

PACIFIC COMMONWEALTH CORPORATION
1100 MAR WEST STREET STE E, TIBURON, CA 94920-1861
Mailing Address: 1100 MAR WEST ST.-STE E, TIBURON, CA 94920

PACIFIC CURRENT GROUP
44 COOK STREET, SUITE 1020, DENVER, CO 80206
Mailing Address: 1301 2ND AVE., SUITE 1700, SEATTLE, WA 98101

PACIFIC FINANCIAL ASSOCIATES, INC.
1920 E. HALLANDALE BEACH BLVD, SUITE 709, HALLANDALE BEACH, FL 33009

PACIFIC GLOBAL FUND DISTRIBUTORS, INC.
101 N. BRAND BLVD., SUITE 1950, GLENDALE, CA 91203

PACIFIC INVESTMENT SECURITIES CORP.
01837 SW PALATINE HILL RD, PORTLAND, OR 97219
Mailing Address: PO BOX 946, LAKE OSWEGO, OR 97034

PACIFIC POINT SECURITIES, LLC
2300 E. KATELLA, SUITE 275, ANAHEIM, CA 92806-6047

PACIFIC SELECT DISTRIBUTORS, LLC
700 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660-6397

PACKERLAND BROKERAGE SERVICES, INC.
432 SECURITY BLVD., GREEN BAY, WI 54313

PACTOLUS SECURITIES, LLC
6862 ELM STREET, SUITE 620, MCLEAN, VA 22101

PAF SECURITIES, LLC
601 BRICKELL KEY DRIVE, SUITE 604, MIAMI, FL 33131

PAINTER, SMITH AND AMBERG INC.
1200 CALIFORNIA STREET, SUITE 220, REDLANDS, CA 92374

PALADIN MARKET ADVISORS, LLC
7 DEY STREET, NEW YORK, NY 10007

PALAFOX TRADING LLC
131 SOUTH DEARBORN STREET, 32ND FLOOR, CHICAGO, IL 60603

PALICO LLC
200 PARK AVENUE, SUITE 1700, NEW YORK, NY 10166

PALLADIUM CAPITAL ADVISORS, LLC
10 ROCKEFELLER PLAZA, SUITE 909, NEW YORK, NY 10020
Mailing Address: 10 ROCKEFELLER PLAZA, SUITE 909, NEW YORK, NY 10020

PALM BEACH SECURITIES, LLC
11770 US HIGHWAY 1, SUITE 600, NORTH PALM BEACH, FL 33408
Mailing Address: 11770 US HIGHWAY 1, SUITE 600, NORTH PALM BEACH, FL 33408

PALMETTO ADVISORY GROUP
210 YELLOWTHROAT LANE, KIAWAH ISLAND, SC 29455

PALMIERI, ANGNARDO & CO., INC.
401 BUTTERCUP CREEK BLVD, UNIT 202, CEDAR PARK, TX 78613

PANAMERICAN CAPITAL SECURITIES LLC
745 5TH AVENUE, SUITE 1406, NEW YORK, NY 10151

PANMURE GORDON SECURITIES LIMITED
ONE NEW CHANGE, LONDON, EC4M 9AF UNITED KINGDOM

PAPAMARKOU WELLNER & CO., INC.
399 PARK AVENUE, 38TH FLOOR, NEW YORK, NY 10022

PARADIGM CAPITAL U.S. INC.
95 WELLINGTON STREET WEST - SUITE 2101, TORONTO ONTARIO, M5J 2N7 CANADA
Mailing Address: 95 WELLINGTON STREET WEST-SUITE 2101, TORONTO ONTARIO, M5J 2N7 CANADA

PARADIGM EQUITIES, INC.
1216 KENDALE BLVD, EAST LANSING, MI 48823
Mailing Address: 1216 KENDALE BOULEVARD, PO BOX 2501, EAST LANSING, MI 48826

PARAMAX SECURITIES, LLC
333 INTERNATIONAL DRIVE, SUITE A, WILLIAMSVILLE, NY 14221

PARCHMAN, VAUGHAN & COMPANY, L.L.C.
1040 PARK AVENUE, SUITE 120, BALTIMORE, MD 21201

PARETO SECURITIES INC.
150 EAST 52ND STREET, 29TH FLOOR, NEW YORK, NY 10022

PARITER SECURITIES, LLC
243 CARRETERA #2, GUAYNABO, PR 00966
Mailing Address: P.O. BOX 11852, SAN JUAN, PR 00922

PARK AVENUE SECURITIES LLC
7 HANOVER SQUARE, H4C, NEW YORK, NY 10004

PARK CITY CAPITAL, INC.
261 OLD YORK RD # 823A, JENKINTOWN (MONTGOMERY), PA 19046
Mailing Address: 261 OLD YORK RD #823 A, JENKINTOWN (MONTGOMERY), PA 19046

PARK HILL GROUP LLC
280 PARK AVENUE, NEW YORK, NY 10017
Mailing Address: 280 PARK AVENUE, NEW YORK, NY 10017

PARK MADISON PARTNERS LLC
200 HARBOR RD., PORT WASHINGTON, NY 11050

PARK SUTTON ADVISORS, LLC
295 MADISON AVENUE, SUITE 1707, NEW YORK, NY 10017

PARKLAND SECURITIES, LLC
300 PARKLAND PLAZA, ANN ARBOR, MI 48103

PARKMAN WHALING SECURITIES LLC
600 TRAVIS STREET, SUITE 600, HOUSTON, TX 77002

PARNASSUS FUNDS DISTRIBUTOR
1 MARKET STREET, SUITE #1600, SAN FRANCISCO, CA 94105

PARSONEX SECURITIES, INC.
8310 S. VALLEY HIGHWAY, SUITE 110, ENGLEWOOD, CO 80112

PARTNER CAPITAL GROUP, LLC
800 WESTCHESTER AVENUE, SUITE 641 N, RYE BROOK, NY 10573

PARTNERSHIP CAPITAL GROWTH, LLC
25 ALPINE AVE., LOS GATOS, CA 95030
Mailing Address: PO BOX 7, LOS GATOS, CA 95031

PAS CAPITAL, LLC
150 N. MICHIGAN AVENUE, 28TH FLOOR, CHICAGO, IL 60601

PASSCO CAPITAL, INC.
2050 MAIN STREET, SUITE 650, IRVINE, CA 92614
Mailing Address: 2050 MAIIN STREET, SUITE 650, IRVINE, CA 92614

PATRICK CAPITAL MARKETS, LLC
7401 WATSON ROAD, SUITE 88, ST LOUIS, MO 63119

PAULSON INVESTMENT COMPANY LLC
566 WEST ADAMS ST., SUITE 750, CHICAGO, IL 60661

PAVILION GLOBAL MARKETS LTD.
1250 BOUL. RENE-LEVESQUE W - SUITE 4025, MONTREAL QUEBEC, H3B 4W8 CANADA
Mailing Address: 1250 BOUL. RENE-LEVESQUE, W SUITE 4025, MONTREAL QUEBEC, H3B 4W8 CANADA

PAYCHEX SECURITIES CORPORATION
225 KENNETH DRIVE, SUITE 100, ROCHESTER, NY 14623

PAYDEN & RYGEL DISTRIBUTORS
333 SOUTH GRAND AVE, 32ND FL., LOS ANGELES, CA 90071-1536
Mailing Address: 333 SOUTH GRAND AVE., 32ND FL., LOS ANGELES, CA 90071-1536

PCA CAPITAL SECURITIES, LLC
399 PARK AVENUE, 37TH FLOOR, NEW YORK, NY 10022

PCBB CAPITAL MARKETS, LLC
1676 NORTH CALIFORNIA BOULEVARD, SUITE 300, WALNUT CREEK, CA 94596

PCE INVESTMENT BANKERS, INC.
200 E. NEW ENGLAND AVENUE, SUITE 400, WINTER PARK, FL 32789

PCS SECURITIES, INC.
19020 88TH AVE W, EDMONDS, WA 98026

PDQ ATS, INC.
2624 PATRIOT BOULEVARD, GLENVIEW, IL 60026

PEACHTREE CAPITAL CORPORATION
3060 PEACHTREE ROAD N.W., ONE BUCKHEAD PLAZA SUITE 1830, ATLANTA, GA 30305

PEAK BROKERAGE SERVICES, LLC
11770 US HIGHWAY ONE, SUITE 205 E, PALM BEACH GARDENS, FL 33408

PEAK6 MARKETS LLC
141 WEST JACKSON BLVD. SUITE 500, CHICAGO, IL 60604

PEAKSTONE SECURITIES, LLC
445 N WELLS ST., SUITE 404, CHICAGO, IL 60654

PEEL HUNT INC.
LEVEL 2, MOOR HOUSE, 120 LONDON WALL, LONDON, EC2Y 5ET UNITED KINGDOM

PENATES GROUP, INC.
6900 E PRINCESS #2132, PHOENIX, AZ 85254
Mailing Address: 528 PALISADES DR #719, PACIFIC PALISADES, CA 90272

PENROD FINANCIAL GROUP
574 STATE HIGHWAY 248, BRANSON, MO 65616
Mailing Address: P.O. BOX 220, BRANSON, MO 65615

PENSERRA SECURITIES, LLC
4 ORINDA WAY, SUITE 100-A, ORINDA, CA 94563
Mailing Address: 140 BROADWAY, 46TH FLOOR, NEW YORK, NY 10005

PENSION DYNAMICS SECURITIES CORPORATION
2300 CONTRA COSTA BLVD, SUITE 400, PLEASANT HILL, CA 94523-3955

PENSION FUND EVALUATIONS, INC.
2450 MIDDLE COUNTRY ROAD, SUITE 102 & 103, CENTEREACH, NY 11720

PENSION SERVICE ASSOCIATES SECURITIES
3865 SCADLOCK LANE, SHERMAN OAKS, CA 91403
Mailing Address: 5160 VAN NUYS, SUITE 550, SHERMAN OAKS, CA 91403

PENTALPHA CAPITAL, LLC
2 GREENWICH OFFICE PARK, GREENWICH, CT 06831
Mailing Address: P.O. BOX 4839, GREENWICH, CT 06831

PENTEGRA DISTRIBUTORS INC.
701 WESTCHESTER AVENUE, SUITE 320E, WHITE PLAINS, NY 10604

PEOPLE'S SECURITIES, INC.
850 MAIN STREET, BRIDGEPORT, CT 06601-0031
Mailing Address: P.O. BOX 31, BRIDGEPORT, CT 06601-0031

PERCIVAL FINANCIAL PARTNERS, LTD.
2 VILLAGE SQ., SUITE 252, BALTIMORE, MD 21210

PERELLA WEINBERG PARTNERS LP
767 FIFTH AVENUE, NEW YORK, NY 10153

PERFORMANCE TRUST CAPITAL PARTNERS, LLC
500 W. MADISON, SUITE 450, CHICAGO, IL 60661

PERICULUM ADVISORS, LLC
4 CENTER GREEN, SUITE 200, CARMEL, IN 46032

PERIGEE SECURITIES LP
1605 MAIN STREET, SUITE 709, SARASOTA, FL 34236

PERKINS FUND MARKETING, L.L.C.
107 JOHN STREET, SOUTHPORT, CT 06890

PERRYMAN SECURITIES, INC.
12221 MERIT DRIVE - SUITE 1660, DALLAS, TX 75251

PERSHING ADVISOR SOLUTIONS LLC
ONE PERSHING PLAZA, 4TH FLOOR, JERSEY CITY, NJ 07399
Mailing Address: ONE PERSHING PLAZA, 10TH FLOOR, JERSEY CITY, NJ 07399

PERSHING LLC
ONE PERSHING PLAZA, JERSEY CITY, NJ 07399
Mailing Address: ONE PERSHING PLAZA, 10TH FLOOR, JERSEY CITY, NJ 07399

PERTH ADVISORS LLC
1140 AVENUE OF THE AMERICAS, SUITE 964, NEW YORK, NY 10036

PETER ELISH INVESTMENTS SECURITIES
165 E. PIKE ST., CANONSBURG, PA 15317-1765

PETER J. SOLOMON SECURITIES COMPANY, LLC
1345 AVENUE OF THE AMERICAS, 31ST FLOOR, NEW YORK, NY 10105

PETER MANCUSO & CO L.P.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

PETER R. MACK & CO., INC.
191 POST ROAD WEST, WESTPORT, CT 06880-4625
Mailing Address: 191 POST ROAD WEST., WESTPORT, CT 06880-4625

PETERS & CO. EQUITIES INC.
2300 JAMIESON PLACE, 308 FOURTH AVENUE SW, CALGARY, AB, T2P 0H7 CANADA

PETERSEN INVESTMENTS, INC.
1959 HWY 34, SECOND FLOOR, WALL, NJ 07719
Mailing Address: 1959 HWY 34, WALL, NJ 07719

PETRIE PARTNERS SECURITIES, LLC
1700 LINCOLN STREET, SUITE 3900, DENVER, CO 80203

PETRO CAPITAL SECURITIES, LLC
3710 RAWLINS STREET, SUITE 1000, DALLAS, TX 75219

PETROGROWTH ENERGY ADVISORS, L.L.C.
102 DECKER COURT, SUITE 204, IRVING, TX 75062

PETSKY PRUNIER SECURITIES, LLC
60 BROAD STREET, 38TH FLOOR, NEW YORK, NY 10004

PFA SECURITY ASSET MANAGEMENT, INC.
704 LISBURN ROAD, SUITE 102, CAMP HILL, PA 17011

PFLUEGER & BAERWALD INC.
220 SANSOME STREET, SUITE 1090, SAN FRANCISCO, CA 94104-2725

PFM FUND DISTRIBUTORS, INC.
ONE KEYSTONE PLAZA - SUITE 300, N. FRONT & MARKET STS, HARRISBURG, PA 17101
Mailing Address: ONE KEYSTONE PLAZA - SUITE 300, N. FRONT & MARKET STS, HARRISBRUG, PA 17101

PFS INVESTMENTS INC.
1 PRIMERICA PARKWAY, DULUTH, GA 30099-0001

PGP CAPITAL ADVISORS, LLC
900 W. OLYMPIC BLVD., SUITE 28C, LOS ANGELES, CA 90015

PHARUS SECURITIES, LLC
551 5TH AVENUE, SUITE 1125, NEW YORK, NY 10176
Mailing Address: 551 5TH AVENUE, SUITE 1125, NEW YORK, NY 10176

PHILADELPHIA INVESTORS, LTD.
1528 WALNUT STREET - SUITE 510, PHILADELPHIA, PA 19102

PHILIP J. GREENBLATT SECURITIES LTD
1955 RAYMOND DRIVE - SUITE 111, NORTHBROOK, IL 60062

PHILLIPCAPITAL
141 W. JACKSON, SUITE 3050, CHICAGO, IL 60604-2653

PHILLIPS & COMPANY
1300 SW FIFTH AVE, SUITE 2100, PORTLAND, OR 97201

PHILLIPS CAPITAL
1610 WYNKOOP STREET, SUITE 500, DENVER, CO 80202-1137

PHILPOTT BALL & WERNER, LLC
11325 NORTH COMMUNITY HOUSE ROAD, SUITE 430, CHARLOTTE, NC 28277

PHOENIX GLOBAL CAPITAL MANAGEMENT, LTD
1000 SKOKIE BLVD, SUITE 120, WILMETTE, IL 60091
Mailing Address: 1000 SKOKIE BLVD, SUITE 120, WILLMETTE, IL 60091

PHX FINANCIAL, INC.
100 WALL STREET, FLOOR 10, NEW YORK, NY 10005

PI FINANCIAL (US) CORP.
1900-666 BURRARD STREET, VANCOUVER, V6C 3N1 BC

PICKWICK CAPITAL PARTNERS, LLC
445 HAMILTON AVENUE, SUITE 1102, WHITE PLAINS, NY 10601

PICTET OVERSEAS INC.
1000 DE LA GAUCHETIERE WEST, SUITE 3100, MONTREAL, QC, H3B 4W5 CANADA

PIEDMONT SECURITIES LLC
215 SOUTH MAIN STREET, SUITE 304, DAVIDSON, NC 28036
Mailing Address: P. O. BOX 2060, DAVIDSON, NC 28036

PIMCO INVESTMENTS LLC
1633 BROADWAY, 45TH FLOOR, NEW YORK, NY 10019

PINEBRIDGE SECURITIES LLC
399 PARK AVENUE, 4TH FLOOR, NEW YORK, NY 10022

PINNACLE CAPITAL MARKETS, LLC
4700 FALLS OF NEUSE, SUITE 390, RALEIGH, NC 27609

PINNACLE EQUITY MANAGEMENT, INC.
90 KENRICK PLAZA, ST. LOUIS, MO 63119

PINNACLE INVESTMENTS, LLC
507 PLUM STREET, SUITE 120, SYRACUSE, NY 13204

PIONEER FUNDS DISTRIBUTOR, INC.
60 STATE STREET, BOSTON, MA 02109-1820

PIPER JAFFRAY & CO.
800 NICOLLET MALL, MINNEAPOLIS, MN 55402-7020
Mailing Address: 800 NICOLLET MALL, SUITE 1000, MINNEAPOLIS, MN 55402-7020

PJT PARTNERS LP
280 PARK AVENUE, 15TH FLOOR, NEW YORK, NY 10017

PLACE TRADE FINANCIAL, INC.
6501 NEW MARKET WAY, RALEIGH, NC 27615

PLAN B INVESTMENTS, INC.
525 CORDOVA STREET, SUITE 100, PASADENA, CA 91101
Mailing Address: PO BOX 2636, PASADENA, CA 91102-2636

PLANMEMBER SECURITIES CORPORATION
6187 CARPINTERIA AVENUE, CARPINTERIA, CA 93013-2060

PLANNED FINANCIAL PROGRAMS, INC.
734 WALT WHITMAN ROAD, MELVILLE, NY 11747-2216

PLANNED INVESTMENT CO., INC.
9265 COUNSELORS ROW, SUITE 150, INDIANAPOLIS, IN 46240

PLANNER SECURITIES LLC
150 E. 52ND STREET, 7TH FLOOR, NEW YORK, NY 10022

PLANNERS FINANCIAL SERVICES, INC.
1210 NORTHLAND DRIVE. SUITE 190, MENDOTA HEIGHTS, MN 55120
Mailing Address: 1210 NORTHLAND DRIVE, SUITE 190, MENDOTA HEIGHTS, MN 55120

PLANTE MORAN INSURANCE AGENCY
27400 NORTHWESTERN HIGHWAY, SOUTHFIELD, MI 48034
Mailing Address: PO BOX 307, SOUTHFIELD, MI 48037-0307

PLEXUS ENERGY CAPITAL, LLC
1775 SHERMAN STREET, SUITE 2400, DENVER, CO 80203

PLEXUS FINANCIAL SERVICES, LLC
21805 FIELD PARKWAY, SUITE 300, DEER PARK, IL 60010

PLUS SECURITIES LLC
1251 AVENUE OF THE AMERICAS, 50TH FLOOR, NEW YORK, NY 10020

PM SECURITIES, LLC DBA PHOENIX CAPITAL RESOURCES
110 COMMONS COURT, CHADDS FORD, PA 19317

PMA SECURITIES, INC.
2135 CITYGATE LANE, 7TH FLOOR, NAPERVILLE, IL 60563
Mailing Address: 2135 CITYGATE LANE, 7TH FLOOR, NAPERVILLE, IL 60563

PNC CAPITAL MARKETS LLC
300 5TH AVENUE, FIFTH FLOOR, PITTSBURGH, PA 15222

PNC FUNDS DISTRIBUTOR, LLC
3 CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: 3 CANAL PLAZA, 3RD, PORTLAND, ME 04101

PNC INVESTMENTS
300 FIFTH AVENUE, 26TH FLOOR, PITTSBURGH, PA 15222
Mailing Address: 1900 E. 9TH STREET, 24TH FLOOR, CLEVELAND, OH 44114

PNFP CAPITAL MARKETS, INC.
150 3RD AVE SOUTH, SUITE 900, NASHVILLE, TN 37201

PODESTA & CO.
208 S. LASALLE STREET, SUITE 1460, CHICAGO, IL 60604

POLAR INVESTMENT COUNSEL, INC.
19547 210TH AV NE, THIEF RIVER FALLS, MN 56701
Mailing Address: 19547 210TH AVE NE, THIEF RIVER FALLS, MN 56701

POLYGON CAPITAL ADVISORS, LLC
15 SECOND STREET #9, SAUSALITO, CA 94965

PONDVIEW CAPITAL LLC
151 FOREST STREET, SHERBORN, MA 01770
Mailing Address: 151 FOREST STREET, SHERBORN, MA 01770

POPULAR SECURITIES, LLC
208 AVENUE PONCE DE LEON, POPULAR CENTER SUITE 1200, SAN JUAN, PR 00918-1035

PORT SECURITIES, INC.
2717 W. COAST HWY, NEWPORT BEACH, CA 92663

PORTFOLIO ADVISORS ALLIANCE, LLC
535 FIFTH AVENUE, 4TH FLOOR, NEW YORK, NY 10017

PORTFOLIO BROKERAGE SERVICES, INC.
1801 CALIFORNIA ST, 23RD FLOOR, DENVER, CO 80202-3922

PORTFOLIO RESOURCES GROUP, INC.
800 BRICKELL AVENUE, SUITE 903, MIAMI, FL 33131

PORTICO CAPITAL SECURITIES LLC
39 LEWIS STREET, 3RD FLOOR, GREENWICH, CT 06830

PORTSMOUTH FINANCIAL SERVICES
250 MONTGOMERY STREET, SUITE 200, SAN FRANCISCO, CA 94104

POTAMUS TRADING, LLC
2 SEAPORT LANE, 8TH FLOOR, BOSTON, MA 02210

POTEN CAPITAL SERVICES, LLC
805 THIRD AVENUE, NEW YORK, NY 10022

POTOMAC CAPITAL MARKETS, LLC
5 SOUTH MARKET STREET, 4TH FLOOR, FREDERICK, MD 21701

POTOMAC INVESTMENT COMPANY
5600 WISCONSIN AVE #108, CHEVY CHASE, MD 20815

POWDER POINT FINANCIAL LLC
61 RIDGE ROAD, MARSHFIELD, MA 02050

POWELL CAPITAL MARKETS, INC.
3 BECKER FARM ROAD, ROSELAND, NJ 07068-1745

PPHB SECURITIES LP
1900 ST. JAMES PLACE, SUITE 125, HOUSTON, TX 77056

PQT SERVICES LLC
120 WALL STREET, 16TH FL, NEW YORK, NY 10005-5991

PRAGER & CO., LLC
ONE MARITIME PLAZA, SUITE 1000, SAN FRANCISCO, CA 94111

PRAGMA SECURITIES LLC
1370 BROADWAY, 10TH FLOOR, NEW YORK, NY 10018

PRAIRIE CAPITAL MARKETS, LLC
ONE MID AMERICA PLAZA, SUITE 1000, OAKBROOK TERRACE, IL 60181

PRECISION SECURITIES, LLC
16885 VIA DEL CAMPO CT. SUITE 120, SAN DIEGO, CA 92127

PREFERRED CAPITAL SECURITIES, LLC
3284 NORTHSIDE PARKWAY, NW, SUITE150, ATLANTA, GA 30327
Mailing Address: 3284 NORTHSIDE PARKWAY, SUITE 150, ATLANTA, GA 30327

PREFERRED CLIENT GROUP, INC.
3707 DARTMOUTH, DALLAS, TX 75205

PREP SECURITIES, LLC
10 ROCKEFELLER PLAZA, SUITE 920, NEW YORK, NY 10020

PRESIDENTIAL BROKERAGE, INC.
5445 DTC PKWY, STE. 1100, GREENWOOD VILLAGE, CO 80111

PRESIDIO MERCHANT PARTNERS LLC
101 CALIFORNIA STREET TWELFTH FLOOR, SAN FRANCISCO, CA 94111

PRESTWICK PARTNERS, LLC
212 3RD AVENUE NORTH, SUITE 535, MINNEAPOLIS, MN 55401

PREVAIL CAPITAL LLC
NORTH NAPLES CORPORATE CENTER, COLLIER CENTER WAY, SUITE 203-B, NAPLES, FL 34110

PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
1 N. WACKER DRIVE, 7TH FLOOR, CHICAGO, IL 60606

PRIMARY CAPITAL, LLC
90 BROAD STREET, 9TH FLOOR, SUITE 905, NEW YORK, NY 10004
Mailing Address: 90 BROAD STREET 9TH FLOOR, NEW YORK, NY 10004

PRIME DEALER SERVICES CORP.
1585 BROADWAY, NEW YORK, NY 10036
Mailing Address: NORTH AMERICAN REGISTRATION, 1300 THAMES STREET, 7TH FLOOR, BALTIMORE, MD 21231

PRIME EXECUTIONS, INC.
40 WALL STREET - SUITE 1704, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET - SUITE 1704, NEW YORK, NY 10005

PRIMEX
54 WEST 21ST STREET, 12TH FLOOR, NEW YORK, NY 10010

PRINCETON SECURITIES GROUP, LLC
NYSE TRADING FLOOR, 11 WALL STREET, NEW YORK, NY 10005
Mailing Address: P.O. BOX 20329, FLORAL PARK, NY 11002

PRINCIPAL FUNDS DISTRIBUTOR, INC.
620 COOLIDGE DR., SUITE 300, FOLSOM, CA 95630

PRINCIPAL SECURITIES, INC.
655 9TH STREET, DES MOINES, IA 50309
Mailing Address: PRINCIPAL FINANCIAL GROUP, 711 HIGH STREET, DES MOINES, IA 50392-2080

PRINCIPLED ADVISORS, INC.
1110 SOUTH AVENUE, STATEN ISLAND, NY 10314

PRIVATE CLIENT SERVICES, LLC
2225 LEXINGTON RD., LOUISVILLE, KY 40206

PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC
2754 BRANDT DRIVE SOUTH, SUITE 200, FARGO, ND 58104

PRIVATE PORTFOLIO, INC.
7534 LA JOLLA BLVD, LA JOLLA, CA 92037-4328

PRO SECURITIES, L.L.C.
29 BROADWAY, 29TH FLOOR, NEW YORK, NY 10006

PROBITAS FUNDS GROUP, LLC
425 CALIFORNIA STREET, SUITE 2300, SAN FRANCISCO, CA 94104

PROEQUITIES, INC.
2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223
Mailing Address: P.O. BOX 518, BIRMINGHAM, AL 35201-0518

PROFESSIONAL BROKER-DEALER FINANCIAL PLANNING, INC.
1111 WEST WOLFENSBERGER ROAD, CASTLE ROCK, CO 80109-9629

PROFINANCE ASSOCIATES, INC.
2877 HISTORIC DECATUR ROAD, SUITE # 200, SAN DIEGO, CA 92106

PROFINANCIAL, INC.
7841 WAYSIDE DR, BATON ROUGE, LA 70806

PROFOR ADVISORS
708 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10017-4201

PROFUNDS DISTRIBUTORS, INC.
7501 WISCONSIN AVE., SUITE 1000E, BETHESDA, MD 20814-6527

PROGRESSIVE ASSET MANAGEMENT, INC.
1814 FRANKLIN STREET SUITE 503, OAKLAND, CA 94612
Mailing Address: 1814 FRANKLIN STREET, SUITE 503, OAKLAND, CA 94612

PROMETHEAN CAPITAL GROUP LLC
1451 BRUSH HILL ROAD, MILTON, MA 02186

PRONET FINANCIAL PARTNERS LLC
12 PARMENTER ROAD SUITE, SUITE C-6, LONDONDERRY, NH 03053
Mailing Address: 12 PARMENTER ROAD, SUITE C-6, LONDONDERRY, NH 03053

PROPEL ADVISORY GROUP, INC.
1850 LENOX RD., NE, ATLANTA, GA 30306
Mailing Address: PO BOX 8659, ATLANTA, GA 31106

PROPELLR SECURITIES LLC
54 WEST 21ST STREET, SUITE 709, NEW YORK, NY 10010

PROSPERA FINANCIAL SERVICES, INC.
5429 LBJ FREEWAY, SUITE 400, DALLAS, TX 75240

PROSPERO CAPITAL LLC
103 NORTH PARK AVE, EASTON, CT 06612

PROVASI CAPITAL PARTNERS LP
ONE ADDISON CIRCLE, 15601 DALLAS PARKWAY, SUITE 200, ADDISON, TX 75001

PROVIDENT PRIVATE CAPITAL PARTNERS, INC.
3527 WEST 26TH STREET, ERIE, PA 16506

PRUCO SECURITIES, LLC.
751 BROAD STREET, NEWARK, NJ 07102-3777

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
ONE CORPORATE DRIVE, SHELTON, CT 06484
Mailing Address: 1 CORPORATE DRIVE, SHELTON, CT 06484

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
655 BROAD STREET, 19TH FLOOR, NEWARK, NJ 07102
Mailing Address: 655 BROAD STREET, 19TH FLOOR, NEWARK, NJ 07102

PSG EXECUTIONS, INC.
P.O. BOX 20329, FLORAL PARK, NY 11002

PT SECURITIES, LLC
188 W. NORTHERN LIGHTS, SUITE 930, ANCHORAGE, AK 99503-3985

PTI SECURITIES & FUTURES L. P.
411 S WELLS, SUITE 900, CHICAGO, IL 60607

PTP SECURITIES, LLC
540 HOPMEADOW STREET, SIMSBURY, CT 06070

PTS BROKERAGE, LLC
EAST GATE BUSINESS CENTER, 125C GAITHER DRIVE, MT. LAUREL, NJ 08054-1706
Mailing Address: EAST GATE BUSINESS CENTER, 125C GAITHER DRIVE, MT. LAUREL, NJ 08054-1706

PTX SECURITIES, LLC
6221 CHAPEL HILL BLVD., SUITE 200, PLANO, TX 75093
Mailing Address: 6221 CHAPEL HILL, SUITE 200, PLANO, TX 75093

PUBVEST SECURITIES, LLC
235 MONTGOMERY STREET, SUITE 1120, SAN FRANCISCO, CA 94104

PULLMAN SECURITIES, LLC
9250 ROBIN DRIVE, LOS ANGELES, CA 90069
Mailing Address: 8721 SANTA MONICA BLVD., SUITE 747, LOS ANGELES, CA 90069

PUMA CAPITAL, LLC
287 BOWMAN AVE, 3RD FLOOR, PURCHASE, NY 10577

PUPLAVA SECURITIES, INC.
10809 THORNMINT ROAD, 2ND FLOOR, SAN DIEGO, CA 92127
Mailing Address: P.O. BOX 503147, SAN DIEGO, CA 92150-3147

PURITAN BROKERAGE SERVICES, INC.
5085 W. PARK BLVD., STE 700, PLANO, TX 75093
Mailing Address: 5085 W. PARK BLVD, STE 700, PLANO, TX 75093

PURSHE KAPLAN STERLING INVESTMENTS
18 CORPORATE WOODS BLVD, ALBANY, NY 12211

PURSUIT CAPITAL MARKETING, LLC
266 MAIN STREET, BLDG 3, SUITE 25, MEDFIELD, MA 02052

PURSUIT MERCHANT SECURITIES LLC
85 BROAD STREET, 18TH FLOOR, NEW YORK, NY 10004

PURSUIT PARTNERS LLC
34 EAST PUTNAM AVENUE, SUITE #113 SECOND FLOOR, GREENWICH, CT 06830

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
ONE POST OFFICE SQUARE, BOSTON, MA 02109-2137

PWA SECURITIES, INC.
4900 PERRY HIGHWAY, SUITE 300, PITTSBURGH, PA 15229

PWMCO, LLC
1 S. WACKER DRIVE, SUITE 2920, CHICAGO, IL 60606

PYRAMID FUNDS CORPORATION
21 EVERETT ROAD EXTENSION, ALBANY, NY 12205

PZENA FINANCIAL SERVICES, LLC
320 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10022

Last updated: 9/12/16