Firms We Regulate - S

S F SENTRY SECURITIES, INC.
100 PINE STREET, SUITE 2700, SAN FRANCISCO, CA 94111

S. GOLDMAN ADVISORS, LLC
825 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY 10022

S. GOLDMAN CAPITAL LLC
825 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY 10022

S.G. LONG & COMPANY
283 WEST FRONT SUITE 302, SUITE 302, MISSOULA, MT 59802-4328
Mailing Address: 283 WEST FRONT SUITE 302, MISSOULA, MT 59802-4328

S.L. REED & COMPANY
11111 SANTA MONICA BOULEVARD, SUITE 1200, LOS ANGELES, CA 90025-3346

SABADELL SECURITIES USA, INC.
1111 BRICKELL AVENUE, 30TH FLOOR, MIAMI, FL 33131

SABLE CAPITAL LLC
101 S. HANLEY ROAD, SUITE 1450, ST. LOUIS, MO 63105

SAFEGUARD SECURITIES, INC.
6060 PARKLAND BOULEVARD, SUITE 200, MAYFIELD HEIGHTS, OH 44124

SAFRA SECURITIES LLC
546 FIFTH AVE, NEW YORK, NY 10036

SAGE CANYON ADVISORS, LLC
433 CANYONSIDE DRIVE, BOULDER, CO 80302

SAGE PARTNERS SECURITIES, LLC
11111 SANTA MONICA BOULEVARD, SUITE 2200, LOS ANGELES, CA 90025

SAGE, RUTTY & CO., INC.
100 CORPORATE WOODS, SUITE 300, ROCHESTER, NY 14623

SAGENT ADVISORS, LLC
299 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10171

SAGEPOINT FINANCIAL, INC.
2800 NORTH CENTRAL AVENUE, SUITE 2100, PHOENIX, AZ 85004-1072

SAGETRADER, LLC
ONE EMBARCADERO CENTER, SUITE 1150, SAN FRANCISCO, CA 94111

SAGEWORKS CAPITAL, INC.
151 W. 26TH STREET, 12TH FLOOR, NEW YORK, NY 10001

SAINT LAURENT CAPITAL, INC.
5150 E. PACIFIC COAST HIGHWAY, SUITE 200, LONG BEACH, CA 90804

SAINTS ADVISORS LLC
2020 UNION STREET, SAN FRANCISCO, CA 94123

SALEM PARTNERS LLC
11111 SANTA MONICA BOULEVARD, SUITE 2250, LOS ANGELES, CA 90025

SALIENT CAPITAL L.P.
4265 SAN FELIPE, 8TH FLOOR, HOUSTON, TX 77027

SALMAN PARTNERS (USA) INC.
1095 WEST PENDER STREET, 17TH FLOOR, VANCOUVER, V6E2M6 CANADA

SALOMON WHITNEY FINANCIAL
400 BROADHOLLOW ROAD, SUITE 4, FARMINGDALE, NY 11735

SALT SPRAY CAPITAL
916 CONGRESS AVE, AUSTIN, TX 78701
Mailing Address: 1101 ARROW POINT DR STE 301, CEDAR PARK, TX 78681

SAMCO CAPITAL MARKETS, INC.
6805 CAPITAL OF TEXAS HIGHWAY, SUITE 350, AUSTIN, TX 78731

SAMMONS FINANCIAL NETWORK, LLC
4546 CORPORATE DRIVE, SUITE 100, WEST DES MOINES, IA 50266

SAMSUNG SECURITIES (AMERICA), INC.
1330 AVENUE OF AMERICAS, 26TH FLOOR, NEW YORK, NY 10019

SAMUEL A RAMIREZ & CO., INC.
61 BROADWAY, SUITE 2924, NEW YORK, NY 10006
Mailing Address: 61 BROADWAY STE 2924, NEW YORK, NY 10006

SANCTUARY SECURITIES LLC
600 MONTGOMERY STREET, 11TH FLOOR, SAN FRANCISCO, CA 94111

SANDERLIN SECURITIES, LLC
5170 SANDERLIN AVE. - SUITE 102, MEMPHIS, TN 38117

SANDERS MORRIS HARRIS INC.
600 TRAVIS, SUITE 5900, HOUSTON, TX 77002-3003

SANDLAPPER SECURITIES, LLC
SANDLAPPER FINANCIAL CENTER, 800 E. NORTH STREET, 2ND FLOOR, GREENVILLE, SC 29601

SANDLER, O'NEILL & PARTNERS, L.P.
1251 AVENUE OF THE AMERICAS, 6TH FLOOR, NEW YORK, NY 10020
Mailing Address: 1251 AVENUE OF THE AMERICAS, 6TH FLOOR, NEW YORK, NY 10020

SANFORD C. BERNSTEIN & CO., LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105
Mailing Address: 1345 AVENUE OF THE AMERICAS, 33RD FLOOR, NEW YORK, NY 10105

SANTANDER INVESTMENT SECURITIES INC.
45 EAST 53RD STREET, NEW YORK, NY 10022

SANTANDER SECURITIES LLC
AVENIDA PONCE DE LEON 207, SAN JUAN, PR 00917
Mailing Address: 75 STATE STREET, MAIL CODE: MA1 SST 04-06, BOSTON, MA 02109

SAPENO INC.
7 OLD PARK LANE, LONDON, W1K 1QR UNITED KINGDOM

SAPERSTON ASSET MANAGEMENT, INC.
172 LAKE STREEET, HAMBURG, NY 14075
Mailing Address: 172 LAKE STREET, HAMBURG, NY 14075

SATURN CAPITAL, INC.
75 FEDERAL STREET, 13TH FLOOR, BOSTON, MA 02110-1904
Mailing Address: 75 FEDERAL STREET, 13TH FLR, BOSTON, MA 02110-1904

SATURNA BROKERAGE SERVICES, INC
1300 N. STATE STREET, BELLINGHAM, WA 98225-4730

SAUER, DAZEY INVESTMENT COMPANY
7800 FORSYTH BLVD, SUITE 820, ST. LOUIS, MO 63105

SAWAYA SEGALAS SECURITIES, LLC
888 SEVENTH AVENUE, 8TH FLOOR, NEW YORK, NY 10019

SAXONY SECURITIES, INC.
86 KENRICK PLAZA, ST. LOUIS, MO 63119

SAYBRUS EQUITY SERVICES, INC
ONE AMERICAN ROW, HARTFORD, CT 06102-5056
Mailing Address: P.O. BOX 5056, HARTFORD, CT 06102-5056

SBERBANK CIB USA, INC
CARNEGIE HALL TOWER, 152 WEST 57TH STREET, 44TH FLOOR, NEW YORK, NY 10019
Mailing Address: CARNEGIE HALL TOWER, 44TH FLOOR, NEW YORK, NY 10019

SC DISTRIBUTORS, LLC
610 NEWPORT CENTER DRIVE, SUITE 350, NEWPORT BEACH, CA 92660

SCA DEVELOPMENT, LLC
569 BROOKWOOD VILLAGE, SUITE 901, BIRMINGHAM, AL 35209

SCARSDALE EQUITIES LLC
10 ROCKEFELLER PLAZA, SUITE 720, NEW YORK, NY 10020
Mailing Address: 10 ROCKEFELLER PLAZA, SUITE 720, NEW YORK, NY 10020

SCF SECURITIES, INC.
155 E. SHAW AVENUE, SUITE #102, FRESNO, CA 93710

SCH ENTERPRISES, INC.
690 W. NORTHFIELD DRIVE, STE 100, BROWNSBURG, IN 46112
Mailing Address: P.O. BOX 607, BROWNSBURG, IN 46112

SCHLITT INVESTOR SERVICES, INC.
1717 INDIAN RIVER BLVD-STE 300, VERO BEACH, FL 32960-0867

SCHNEIDER DOWNS CORPORATE FINANCE, LP
ONE PPG PLACE, SUITE 1700, PITTSBURGH, PA 15222

SCHOTTENFELD GROUP LLC
800 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY 10022

SCHRODER FUND ADVISORS LLC
875 THIRD AVENUE, 22ND FLOOR, NEW YORK, NY 10022-6225

SCI CAPITAL MARKETS LLC
5522 GREYSTONE STREET, CHEVY CHASE, MD 20815

SCOTIA CAPITAL (USA) INC.
250 VESEY STREET, NEW YORK, NY 10281

SCOTT JAMES GROUP, INC.
6700 ARLINGTON BOULEVARD, FALLS CHURCH, VA 22042

SCOTT T. TAYLOR, LTD.
14482 HILLSHIRE DR., WILLIS, TX 77318-4478

SCOTT-MACON SECURITIES, INC.
800 THIRD AVE., 16TH FL., NEW YORK, NY 10022
Mailing Address: 800 THIRD AVE.,, 16TH FL., NEW YORK, NY 10022

SCOTTRADE, INC.
700 MARYVILLE CENTRE DRIVE, ST. LOUIS, MO 63141-5824
Mailing Address: PO BOX 31759, ST. LOUIS, MO 63131-0759

SCOTTSDALE CAPITAL ADVISORS CORP
7170 E. MCDONALD RD. SUITE 6, SCOTTSDALE AZ, AZ 85253
Mailing Address: 7170 E. MCDONALD RD. SUITE 6, SCOTTSDALE AZ, AZ 85253

SCULLY CAPITAL SECURITIES CORP.
1730 M STREET NW, SUITE #204, WASHINGTON, DC 20036
Mailing Address: 1730 M  STREET NW, SUITE #204, WASHINGTON, DC 20036

SCURA PALEY SECURITIES LLC
489 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10017

SDDCO BROKERAGE ADVISORS LLC
485 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY 10022

SDR CAPITAL MARKETS, INC.
5613 DTC PARKWAY, SUITE 830, GREENWOOD VILLAGE, CO 80111

SEA STREET CAPITAL ADVISORS LLC
825 THIRD AVENUE, 2ND FLOOR, NEW YORK, NY 10022

SEABROOK PARTNERS LLC
6701 DEMOCRACY BOULEVARD, SUITE 555, BETHESDA, MD 20817

SEABURY SECURITIES LLC
15 MAPLE STREET, 2ND FLOOR, SUMMIT, NJ 07901

SEACAP SECURITIES LLC
15 MAPLE STREET, 2ND FLOOR, SUMMIT, NJ 07901

SEALE CAPITAL, INC.
950 N. GLEBE ROAD, SUITE 950, ARLINGTON, VA 22203

SEAPINE SECURITIES, LLC
1455 EAST PUTNAM AVENUE, OLD GREENWICH, CT 06870

SEAPORT GLOBAL SECURITIES LLC
360 MADISON AVE, 22ND FLOOR, NEW YORK, NY 10017

SEAPORT SECURITIES CORP.
60 BROAD STREET, NEW YORK, NY 10004
Mailing Address: 60 BROAD STREET, NEW YORK, NY 10004

SEAPOWER CARPENTER CAPITAL, INC.
5 PARK PLAZA, SUITE 950, IRVINE, CA 92614-8527

SEARLE & CO.
333 GREENWICH AVE., GREENWICH, CT 06830

SEAWINDS BROKERAGE, LLC
39 BROADWAY, SUITE 3300, NEW YORK, NY 10006
Mailing Address: 312 11TH AVENUE #4D, NEW YORK, NY 10001

SEB SECURITIES, INC.
245 PARK AVENUE, 33RD FLOOR, NEW YORK, NY 10167

SECOND STREET SECURITIES, INC.
21860 BURBANK BLVD., SUITE 150, WOODLAND HILLS, CA 91367

SECU BROKERAGE SERVICES
119 NORTH SALISBURY STREET, 6TH FLOOR, RALEIGH, NC 27603
Mailing Address: P.O. BOX 26807, RALEIGH, NC 27611-6807

SECURE PLANNING, INC.
42 MIDDLE STREET, PORTSMOUTH, NH 03801

SECUREVEST FINANCIAL GROUP
163 MADISON AVE, SUITE 100, MORRISTOWN, NJ 07960
Mailing Address: 163 MADISON AVE, SUITE100, MORRISTOWN, NJ 07960

SECURIAN FINANCIAL SERVICES, INC.
400 ROBERT STREET NORTH, ST. PAUL, MN 55101-2098

SECURITIES AMERICA, INC.
12325 PORT GRACE BLVD., LAVISTA, NE 68128
Mailing Address: P. O. BOX 460001, PAPILLION, NE 68046-0001

SECURITIES CAPITAL CORPORATION
2107 5TH AVENUE NORTH, STE. 500, BIRMINGHAM, AL 35203
Mailing Address: P.O. BOX 2772, BIRMINGHAM, AL 35202

SECURITIES EQUITY GROUP
26800 ALISO VIEJO PARKWAY, SUITE 150, ALISO VIEJO, CA 92656

SECURITIES MANAGEMENT & RESEARCH, INC.
701 TAMA STREET, BLDG B, MARION, IA 52302
Mailing Address: P.O. BOX 868, MARION, IA 52302

SECURITIES RESEARCH, INC.
3055 CARDINAL DRIVE, SUITE 104, VERO BEACH, FL 32963

SECURITIES SERVICE NETWORK, INC.
9729 COGDILL ROAD, SUITE 301, KNOXVILLE, TN 37932
Mailing Address: POST OFFICE BOX 30977, KNOXVILLE, TN 37930

SECURITY CAPITAL BROKERAGE, INC.
260 PEACHTREE STREET, NW, SUITE 2121, ATLANTA, GA 30303
Mailing Address: 260 PEACHTREE STREET, NW, SUITE 2200, ATLANTA, GA 30303

SECURITY CHURCH FINANCE, INC.
14615 BENFER ROAD, HOUSTON, TX 77069

SECURITY DISTRIBUTORS, INC.
ONE SECURITY BENEFIT PLACE, TOPEKA, KS 66636-0001
Mailing Address: ONE SECURITY BENEFIT PLACE, TOPEKA, KS 66636

SECURITY RESEARCH ASSOCIATES, INC.
100 PINE STREET SUITE 605, SAN FRANCISCO, CA 94111

SEED EQUITY VENTURES, LLC
4640 S. HOLLADAY VILLAGE PLAZA, SUITE #206, SALT LAKE CITY, UT 84117

SEEDCHANGE EXECUTION SERVICES INC.
415 JACKSON STREET, SUITE B, SAN FRANCISCO, CA 94111

SEI INVESTMENTS DISTRIBUTION CO.
ONE FREEDOM VALLEY DRIVE, OAKS, PA 19456

SEIDEL & CO., LLC
40 EXCHANGE PLACE, NEW YORK, NY 10005

SELALU PARTNERS, LLC
14 NUTMEG RIDGE, RIDGEFIELD, CT 06877

SELECT CAPITAL CORPORATION
31351 RANCHO VIEJO RD., SUITE 205, SAN JUAN CAPISTRANO, CA 92675

SELKIRK INVESTMENTS, INC.
222 N WALL ST., SUITE 402, SPOKANE, WA 99201-0831

SENAHILL SECURITIES, LLC
115 BROADWAY, 12TH FLOOR, NEW YORK, NY 10006

SENATE SECURITIES
253 WALL STREET, KINGSTON, NY 12401
Mailing Address: 253 WALL STREET, P.O. BOX 3576, KINGSTON, NY 12402

SENDERO SECURITIES, LLC
250 W NOTTINGHAM, SUITE 300, SAN ANTONIO, TX 78209

SENTINEL BROKERS COMPANY, INC.
20 BROADWAY, MASSAPEQUA, NY 11758

SENTINEL FINANCIAL SERVICES COMPANY
ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604

SENTINEL SECURITIES, INC.
100 QUANNAPOWITT PKWY, SUITE 300, WAKEFIELD, MA 01880

SENTRY EQUITY SERVICES, INC.
1800 NORTH POINT DRIVE, STEVENS POINT, WI 54481

SENVEST INTERNATIONAL L.L.C.
540 MADISON AVE, 32ND FLOOR, NEW YORK, NY 10022

SEPULVEDA DISTRIBUTORS LLC
11100 SANTA MONICA BOULEVARD, SUITE 2000, LOS ANGELES, CA 90025

SEQUENCE FINANCIAL SPECIALISTS LLC
40 CALHOUN STREET, SUITE 330, CHARLESTON, SC 29401

SEQUOIA EQUITIES SECURITIES CORPORATION
1655 NORTH MAIN STREET SUITE 270, WALNUT CREEK, CA 94596

SEQUOIA INVESTMENTS, INC.
3405 CHARTLEY LN NE, ROSWELL, GA 30075

SESLIA SECURITIES
2107 CRYSTAL GADE 7A, CHARLOTTE AMALIE, ST THOMAS, VI 00802
Mailing Address: 281 LOCUST STREET, PHILADELPHIA, PA 19106

SETTER CAPITAL INC.
77 BLOOR STREET WEST    SUITE 1901, TORONTO, ONTARIO, M5S 1M2 CANADA

SEVEN POINTS CAPITAL, LLC
805 THIRD AVENUE, 15TH FLOOR, NEW YORK, NY 10022

SF INVESTMENTS, INC.
799 CENTRAL AVE. SUITE 350, HIGHLAND PARK, IL 60035
Mailing Address: 799 CENTRAL AVE, HIGHLAND PARK, IL 60035

SFA FINANCIAL, LLC
750 EXECUTIVE CTR DR., STE. 102, GREENVILLE, SC 29615
Mailing Address: PO BOX 25998, GREENVILLE, SC 29616

SFG SECURITIES, INC.
200 WANAQUE AVENUE, SUITE 307, POMPTON LAKES, NJ 07442-2130

SFI CAPITAL GROUP, LLC
1100 SUPERIOR AVENUE EAST, SUITE 1650, CLEVELAND, OH 44114

SFI INTERNATIONAL, LLC
10575 STONEBRIDGE BLVD., BOCA RATON, FL 33498

SG AMERICAS SECURITIES, LLC
245 PARK AVENUE, NEW YORK, NY 10167

SGC SECURITIES LP
107 FORREST AVENUE, STE. 11, NARBERTH, PA 19072

SGI CAMBIUM SECURITIES LLC
C/O SCHUPAK GROUP INC. 595 MADISON AVE., NEW YORK, NY 10022

SHANNON ADVISORS LLC
272 E. DEERPATH ROAD, SUITE 206, LAKE FOREST, IL 60045-1935

SHARE FINANCIAL SERVICES, INC.
15770 DALLAS PARKWAY, SUITE 860, DALLAS, TX 75248

SHAREHOLDERS SERVICE GROUP, INC.
9845 ERMA ROAD STE 312, SAN DIEGO, CA 92131

SHAREMASTER
8747 DUVAL LANE, HEMET, CA 92545

SHARESPOST FINANCIAL CORPORATION
221 PINE STREET, SIXTH FLOOR, SAN FRANCISCO, CA 94104

SHASTA PARTNERS, LLC
330 BEAR HILL ROAD, SUITE 302, WALTHAM, MA 02451

SHAY FINANCIAL SERVICES, INC.
1000 BRICKELL AVE, SUITE 500, MIAMI, FL 33131

SHEA & COMPANY, LLC
200 CLARENDON STREET, FLOOR 25, BOSTON, MA 02116

SHEARMAN, RALSTON INC.
333 GREENWICH AVENUE, GREENWICH, CT 06830

SHEARSON FINANCIAL SERVICES, LLC
7000 W. PALMETTO PARK ROAD, SUITE 306, BOCA RATON, FL 33433

SHELBY CULLOM DAVIS & CO., L.P.
620 5TH AVENUE, 2ND FLOOR, NEW YORK, NY 10020

SHELLPOINT CAPITAL LLC
140 E. 45TH ST, 37TH FLOOR, NEW YORK, NY 10017

SHELYN SECURITIES CORP
11140 ROCKVILLE PIKE, STE. 550D, ROCKVILLE, MD 20852
Mailing Address: 10421 MOTOR CITY DRIVE, BOX 341270, BETHESDA, MD 20817

SHERIDAN CAPITAL SECURITIES, LLC
18101 VON KARMAN AVENUE, SUITE 1240, IRVINE, CA 92612

SHERMAN & COMPANY LLC
6302 FAIRVIEW ROAD SUITE 320, CHARLOTTE, NC 28210

SHIELDS & COMPANY, INC.
890 WINTER STREET, SUITE 160, WALTHAM, MA 02451

SHINHAN INVESTMENT AMERICA INC.
1325 AVENUE OF THE AMERICAS STE. 702, NEW YORK, NY 10019

SHOPOFF SECURITIES, INC.
2 PARK PLAZA, SUITE 1120, IRVINE, CA 92614

SHORT HILLS CAPITAL LLC
251 E. 51ST ST.; STE 9C, NEW YORK, NY 10022

SHOT TOWER SECURITIES LLC
729 EAST PRATT STREET, SUITE 850, BALTIMORE, MD 21202

SHP SECURITIES, LLC
6310 GREENWICH DRIVE, SUITE 120, SAN DIEGO, CA 92122

SHUFRO, ROSE & CO., LLC
745 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY 10151-2600

SI SECURITIES, LLC
222 BROADWAY, 19TH FLOOR, NEW YORK, NY 10038

SIA SECURITIES CORPORATION
3300 IDS CENTER, 80 S. 8TH STREET, MINNEAPOLIS, MN 55402

SIDOTI & COMPANY, LLC
122 EAST 42ND STREET, 4TH FLOOR, NEW YORK, NY 10168

SIEBERT, BRANDFORD, SHANK & CO., L.L.C.
1999 HARRISON ST, SUITE 2720, OAKLAND, CA 94612

SIEMER & ASSOCIATES, LLC
1333 2ND STREET, SUITE 600, SANTA MONICA, CA 90402

SIENA GLOBAL SECURITIES, LLC
2992 BURDECK DRIVE, OAKLAND, CA 94602

SIERRA PACIFIC SECURITIES, LLC
10100 W CHARLESTON AVE, SUITE 214, LAS VEGAS, NV 89135

SIG BROKERAGE, LP
140 BROADWAY, 47TH FLOOR, NEW YORK, NY 10005
Mailing Address: 401 CITY LANE AVE, BALA CYNWYD, PA 19004

SIGMA FINANCIAL CORPORATION
300 PARKLAND PLAZA, ANN ARBOR, MI 48103-9508

SIGNAL HILL CAPITAL GROUP LLC
300 E. LOMBARD STREET, SUITE 1700, BALTIMORE, MD 21202-3243

SIGNAL SECURITIES, INC.
700 THROCKMORTON STREET, FORT WORTH, TX 76102-5036

SIGNATOR FINANCIAL SERVICES, INC.
197 CLARENDON ST., C-08-05, BOSTON, MA 02116

SIGNATOR INVESTORS, INC.
197 CLARENDON STREET (C-8), BOSTON, MA 02116
Mailing Address: 197 CLARENDON STREET (C-8-05), BOSTON, MA 02116

SIGNATURE SECURITIES
29 WEST 38TH STREET, 9TH FLOOR, NEW YORK, NY 10018

SIGNET SECURITIES, LLC
20 SOUTH STREET, SUITE 210, COLUMBUS, OH 43215

SIGULER GUFF GLOBAL MARKETS, LLC
825 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY 10022-9514

SII INVESTMENTS, INC.
5555 GRANDE MARKET DRIVE, APPLETON, WI 54913-8403
Mailing Address: P.O. BOX 5097, APPLETON, WI 54912-5097

SIKICH CORPORATE FINANCE LLC
1415 W. DIEHL RD., SUITE 400, NAPERVILLE, IL 60563

SILBER BENNETT FINANCIAL, INC.
16133 VENTURA BLVD., SUITE 700, ENCINO, CA 91436

SILICON VALLEY PARTNERS LLC
400 S. EL CAMINO REAL, SUITE 1289, SAN MATEO, CA 94402

SILICON VALLEY SECURITIES, INC.
4880 STEVENS CREEK BLVD #100, SUITE 100, SAN JOSE, CA 95129-1034
Mailing Address: 4880 STEVENS CREEK BLVD. #100, SUITE 100, SAN JOSE, CA 95129-1034

SILVER LANE ADVISORS LLC
515 MADISON AVENUE, 35TH FLOOR, NEW YORK, NY 10022

SILVER LEAF PARTNERS, LLC
420 LEXINGTON AVENUE, SUITE 2805, NEW YORK, NY 10170-2200

SILVER OAK SECURITIES, INCORPORATED
3339 N. HIGHLAND AVE, JACKSON, TN 38305

SILVER PORTAL CAPITAL LLC
12265 EL CAMINO REAL, SUITE 230, SAN DIEGO, CA 92130

SILVERGROVE ADVISORS LLC
275 MADISON AVE., SUITE 1415, NEW YORK, NY 10016

SILVERMARK PARTNERS LLC
3102 WEST END AVE., SUITE 150, NASHVILLE, TN 37203

SILVERWOOD PARTNERS
SILVERWOOD FARM PLACE, 32 PLEASANT STREET, SHERBORN, MA 01770

SIMMONS & COMPANY INTERNATIONAL
700 LOUISIANA SUITE 1900, HOUSTON, TX 77002-2753

SIMMONS FIRST INVESTMENT GROUP, INC.
11700 CANTRELL ROAD, LITTLE ROCK, AR 72212
Mailing Address: P O BOX 17607, LITTLE ROCK, AR 72222

SINCERE & CO.
2424 LINCOLN STREET, SUITE 600, EVANSTON, IL 60201

SINGER XENOS SECURITIES, CORP.
800 DOUGLAS ROAD, SUITE 900, CORAL GABLES, FL 33134-3187

SINGPOLI WEALTH MANAGEMENT LLC
2 N. LAKE AVE.,, STE.260A, PASADENA, CA 91101
Mailing Address: 2 N. LAKE AVE., 11TH FLOOR, PASADENA, CA 91101

SISK INVESTMENT SERVICES, INC.
303 NORTH FRANKLIN STREET, BASTROP, LA 71220
Mailing Address: P.O. BOX 1528, BASTROP, LA 71221-1528

SISUNG SECURITIES CORPORATION
PLACE ST. CHARLES, 201 ST. CHARLES AVE., STE 4240, NEW ORLEANS, LA 70170

SITUS CAPITAL MANAGEMENT LLC
150 EAST 52ND STREET, 4TH FLOOR, NEW YORK, NY 10022

SIXPOINT PARTNERS LLC
830 THIRD AVENUE, 8TH FLOOR, NEW YORK, NY 10022

SKA SECURITIES, INC.
22725 FAIRVIEW CENTER DRIVE, SUITE 100, FAIRVIEW PARK, OH 44126

SKB SECURITIES
810 NW MARSHALL STREET, SUITE 300, PORTLAND, OR 97209

SKYWAY ADVISORS, LLC
100 NORTH TAMPA STREET, SUITE 3550, TAMPA, FL 33602

SKYWORKS SECURITIES, LLC
283 GREENWICH AVENUE, 4TH FLOOR, GREENWICH, CT 06830

SL HARE CAPITAL, INC.
16501 VENTURA BLVD, SUITE 400, ENCINO, CA 91436

SLAVIC INVESTMENT CORPORATION
1075 BROKEN SOUND PARKWAY NW, SUITE 100, BOCA RATON, FL 33487-3540

SLCA CAPITAL, LLC
THREE RIVERWAY, SUITE 1010, HOUSTON, TX 77056
Mailing Address: 7311 BROADWAY ST., GALVESTON, TX 77554

SLUSSER ASSOCIATES INC.
250 PARK AVENUE, SUITE 7063, NEW YORK, NY 10177

SMBC NIKKO SECURITIES AMERICA, INC.
277 PARK AVENUE FIFTH FLOOR, NEW YORK, NY 10172

SMC FINANCIAL, INC.
4000 W. 114TH STREET, SUITE 160, LEAWOOD, KS 66211
Mailing Address: 4000 W 114TH STREET, SUITE 160, LEAWOOD, KS 66211

SMITH HAYES FINANCIAL SERVICES CORPORATION
200 CENTRE TERRACE, 1225 L STREET, LINCOLN, NE 68508-2129
Mailing Address: P.O. BOX 83000, LINCOLN, NE 68501-3000

SMITH POINT CAPITAL LTD
322 CIRCLE PARK PLACE, CHAPEL HILL, NC 27517

SMITH WHILEY SECURITIES, INC.
8 CLERMONT PARK, FARMINGTON, CT 06032
Mailing Address: 141 WESTON STREET, P.O. BOX 480, HARTFORD, CT 06141

SMITH, BROWN & GROOVER, INC.
4001 VINEVILLE AVENUE, MACON, GA 31210-5039

SMITH, MOORE & CO.
7777 BONHOMME AVE., SUITE 2400, CLAYTON, MO 63105

SMITHER & COMPANY CAPITAL MARKETS, LLC
2108 WEST LABURNUM AVE, SUITE 250, RICHMOND, VA 23227
Mailing Address: 2108 WEST LABURNUM AVE, SUITE 250, RICHMOND, VA 23227

SNC CAPITAL MANAGEMENT CORP.
2908 PARKSIDE DR STE 100, HIGHLAND PARK, IL 60035

SNOWDEN ACCOUNT SERVICES, INC.
660 MADISON AVENUE, 14TH FLOOR, NEW YORK, NY 10065

SOFI SECURITIES LLC
ONE LETTERMAN DRIVE, BUILDING A, SUITE 4700, SAN FRANCISCO, CA 94129

SOGOTRADE, INC.
20 BROAD STREET, 10TH FLOOR, NEW YORK, NY 10005
Mailing Address: 1 MCBRIDE AND SON CENTER DRIVE, SUITE 288, CHESTERFIELD, MO 63005

SOJOURNER SECURITIES, LLC
223 EAST BLVD, SUITE 300, CHARLOTTE, NC 28203

SOLEBURY CAPITAL LLC
400 SOUTH RIVER ROAD,, SUITE 300, NEW HOPE, PA 18938

SOLIC CAPITAL LLC
1603 ORRINGTON AVE, SUITE 1600, EVANSTON, IL 60201

SOLIUM FINANCIAL SERVICES LLC
50 TICE BOULEVARD, SUITE A-18, WOODCLIFF LAKE, NJ 07677-7654

SOLOWEY & CO.
6801 S.W. 101 STREET, MIAMI, FL 33156

SOMERSET SECURITIES, INC.
4600 S.W. KELLY AVE, PORTLAND, OR 97239

SONENSHINE & COMPANY LLC
400 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022
Mailing Address: 400 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022

SOONER SIGHT LLC
100 SHORELINE HIGHYWAY, SUITE 155-B, MILL VALLEY, CA 94941

SORRENTO PACIFIC FINANCIAL, LLC
10150 MEANLEY DRIVE, 1ST FLOOR, SAN DIEGO, CA 92131

SORSBY FINANCIAL CORP.
676 N MICHIGAN AVE STE. 3140, CHICAGO, IL 60611-2848
Mailing Address: 676 N MICHIGAN AVE STE 3140, CHICAGO, IL 60611-2848

SOURCE CAPITAL GROUP, INC.
276 POST ROAD WEST, WESTPORT, CT 06880

SOUTH ATLANTIC ENTERPRISES, INC.
6135 PARK SOUTH DRIVE, SUITE 510, CHARLOTTE, NC 28210

SOUTH STREET SECURITIES LLC
825 THIRD AVE, 35TH FLOOR, NEW YORK, NY 10022

SOUTH TEXAS SECURITIES CO.
13027 TAYLORCREST, HOUSTON, TX 77079
Mailing Address: PO BOX 79626, HOUSTON, TX 77279

SOUTHAMPTON INVESTMENT SERVICES INC.
33 WHITEHALL STREET, 6TH FLOOR, NEW YORK, NY 10004

SOUTHEAST INVESTMENTS, N.C., INC.
820 TYVOLA ROAD-SUITE 104, CHARLOTTE, NC 28217

SOUTHERN PACIFIC SECURITIES, INC.
28245 AVE. CROCKER, SUITE 106, VALENCIA, CA 91355
Mailing Address: P.O. BOX 802739, SANTA CLARITA, CA 91380

SOUTHERN TRUST SECURITIES, INC.
145 ALMERIA AVENUE, CORAL GABLES, FL 33134

SOUTHLAKE CAPITAL, L.L.C.
1750 SLEEPY HOLLOW TRAIL, SOUTHLAKE, TX 76092

SOUTHWEST SECURITIES, INC.
1201 ELM ST, SUITE 3500, DALLAS, TX 75270-2180

SOUTHWESTERN CAPITAL MARKETS, INC.
140 E. HOUSTON STREET, SUITE 201, SAN ANTONIO, TX 78205

SOUZA BARROS SECURITIES, INC
1221 BRICKELL AVENUE, SUITE 1120, MIAMI, FL 33131

SOVEREIGN GLOBAL ADVISORS LLC
499 SEVENTH AVENUE, NEW YORK, NY 10018

SOVEREIGN LEGACY SECURITIES, INC.
540 N.W. BROAD STREET, SOUTHERN PINES, NC 28387
Mailing Address: P.O. BOX 2299, SOUTHERN PINES, NC 28388

SP SECURITIES LLC
1800 ST. JAMES PLACE, SUITE 400, HOUSTON, TX 77056

SPAREBANK 1 CAPITAL MARKETS INC.
2901 SOUTH BAYSHORE DRIVE, SUITE 1E, MIAMI, FL 33133

SPARRING PARTNERS CAPITAL LLC
420 LEXINGTON AVENUE, SUITE 2458, NEW YORK CITY, NY 10170

SPARTAN CAPITAL SECURITIES, LLC
45 BROADWAY, 9TH FLOOR, NEW YORK, NY 10006

SPARTAN SECURITIES GROUP, LTD.
15500 ROOSEVELT BLVD, SUITE 303, CLEARWATER, FL 33760

SPEARHEAD CAPITAL, LLC
12012 SOUTH SHORE BLVD, SUITE 207, WELLINGTON, FL 33414

SPECTRUM ASSET MANAGEMENT, INC.
2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905
Mailing Address: 2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905

SPEEDROUTE LLC
14 WALL STREET, 8TH FLOOR, NEW YORK, NY 10005

SPENCER CLARKE LLC
410 PARK AVENUE, SUITE 1500, NEW YORK, NY 10022

SPENCER EDWARDS, INC.
6851 SO HOLLY CIRCLE, SUITE 200, CENTENNIAL, CO 80112
Mailing Address: 6851 SO HOLLY CIRCLE, SUITE 200, CENTENNIAL, CO 80112

SPENCER PIERCE SECURITIES, LLC
10 BANYAN ROAD, SKILLMAN, NJ 08558

SPENCER TRASK VENTURES, INC.
1140 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY 10036

SPENCER-WINSTON SECURITIES CORPORATION
45 WEST 47TH STREET SUITE 402, NEW YORK, NY 10036-2825

SPIDERROCK EXS, LLC
111 WEST JACKSON 1210, SUITE 1210, CHICAGO, IL 60604
Mailing Address: 111 WEST JACKSON, SUITE 1210, CHICAGO, IL 60604

SPIRE SECURITIES, LLC
1840 MICHAEL FARADAY DR., SUITE 105, RESTON, VA 20190

SPOONHILL ASSET MANAGEMENT INC.
63 SPOONHILL AVENUE, MARLBOROUGH, MA 01752

SPOUTING ROCK CAPITAL ADVISORS, LLC
100 MATSONFORD ROAD, BUILDING FIVE, SUITE 441, RADNOR, PA 19087

SPP CAPITAL PARTNERS L L C
340 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY 10173

SPREADZERO LLC
215 PARK AVENUE SOUTH, SUITE 1300, NEW YORK, NY 10003

SPRING HILL CAPITAL MARKETS, L.L.C.
142 WEST 57TH STREET, 5TH FLOOR, NEW YORK, NY 10019

SPROTT GLOBAL RESOURCE INVESTMENTS LTD
1910 PALOMAR POINT WAY, SUITE 200, CARLSBAD, CA 92008

SQN SECURITIES LLC
100 WALL STREET, 28TH FLOOR, NEW YORK, NY 10005

SRA SECURITIES, LLC
1120 SIXTH AVENUE, 4TH FLOOR, NEW YORK, NY 10036

SSG CAPITAL ADVISORS, LLC
300 BARR HARBOR DRIVE, SUITE 420, WEST CONSHOHOCKEN, PA 19428

ST. BERNARD FINANCIAL SERVICES, INC.
1609 WEST MAIN ST., RUSSELLVILLE, AR 72801

ST. GERMAIN SECURITIES, INC.
1500 MAIN STREET, SPRINGFIELD, MA 01115

STACEY BRAUN FINANCIAL SERVICES, INC.
377 BROADWAY, NEW YORK, NY 10013

STALWART CAPITAL, LLC
132 CENTRAL AVENUE, HILLSDALE, NJ 07642

STANCORP EQUITIES, INC.
1100 SW SIXTH AVENUE, PORTLAND, OR 97204-1093
Mailing Address: 1100 SW SIXTH AVE, P8B, PORTLAND, OR 97204-1093

STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC.
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

STANDARD INVESTMENT CHARTERED INCORPORATED
2801 BRISTOL STREET SUITE #100, COSTA MESA, CA 92626
Mailing Address: 2801 BRISTOL STREET SUITE #100, COSTA MESA, CA 92626

STANDARD LIFE INVESTMENTS SECURITIES LLC
ONE BEACON STREET, 34TH FLOOR, BOSTON, MA 02108-3106

STANDARD NEW YORK, INC.
520 MADISON AVENUE, 28TH FLOOR, NEW YORK, NY 10022

STANFORD INVESTMENT GROUP, INC.
2570 W. EL CAMINO REAL- SUITE 250, MOUNTAIN VIEW, CA 94040
Mailing Address: 2570 W. EL CAMINO REAL- SUITE 520, MOUNTAIN VIEW, CA 94040

STANLEY LAMAN GROUP SECURITIES, LLC
1235 WESTLAKES DRIVE, SUITE 295, BERWYN, PA 19312

STANNARD FINANCIAL SERVICES, LLC
504 EAST MAIN, PIPESTONE, MN 56164

STANWICH ADVISORS LLC
1 DOCK STREET, 6TH FLOOR, STAMFORD, CT 06902

STAR AMERICA CAPITAL ADVISORS, LLC
165 ROSLYN, 2ND FLOOR SUITE A, ROSLYN HEIGHTS, NY 11577-1368

STARK MUNICIPAL BROKERS
28632 ROADSIDE DRIVE, SUITE 215, AGOURA, CA 91301

STARLIGHT FUNDING INVESTMENTS, LLC
2040 BANCROFT WAY, SUITE 400, BERKELEY, CA 94707

STARR STRATEGIC PARTNERS, LLC
399 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022

STARSHAK WINZENBURG & CO
55 W. MONROE ST., SUITE 2530, CHICAGO, IL 60603-5008

STARWOOD CAPITAL, L.L.C.
591 WEST PUTNAM AVENUE, GREENWICH, CT 06830

STATE FARM VP MANAGEMENT CORP.
ONE STATE FARM PLAZA, BLOOMINGTON, IL 61710-0001

STATE STREET GLOBAL MARKETS, LLC
STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, BOSTON, MA 02111
Mailing Address: STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, 5TH FLOOR, BOSTON, MA 02111

STATESMAN CORPORATE FINANCE, LLC
1900 WEST LOOP SOUTH, SUITE 1010, HOUSTON, TX 77027

STATETRUST INVESTMENTS INC.
800 BRICKELL AVENUE - SUITE 100, MIAMI, FL 33131

STEADFAST CAPITAL MARKETS GROUP, LLC
18100 VON KARMAN AVE., SUITE 500, IRVINE, CA 92612

STEBEN & COMPANY, INC.
9711 WASHINGTONIAN BLVD., SUITE 400, GAITHERSBURG, MD 20878
Mailing Address: 9711 WASHINGTONIAN BLVD., SUITE 400, GAITHERSBURG, MD 20878

STEELPOINT SECURITIES, LLC
6737 WINDING CREEK DR, SAN DIEGO, CA 92119

STEPHEN A. KOHN & ASSOCIATES, LTD.
3232 SOUTH VANCE STREET, SUITE 210, LAKEWOOD, CO 80227

STEPHENS
111 CENTER STREET, LITTLE ROCK, AR 72201-3507

STERLING CAPITAL DISTRIBUTORS, LLC
899 CASSATT ROAD, 400 BERWYN PARK, BERWYN, PA 19312

STERLING MONROE SECURITIES, LLC
168 FOREST AVENUE, LOCUST VALLEY, NY 11560

STERLING SMITH CORPORATION
4326A SCOTLAND, HOUSTON, TX 77007

STERLING TRADER EXECUTION SERVICES, INC.
225 WEST WASHINGTON STREET, SUITE 400, CHICAGO, IL 60606

STERLING, GRACE MUNICIPAL SECURITIES CORPORATION
100 SUMMERHILL ROAD, SPOTSWOOD, NJ 08884-1278
Mailing Address: 100 SUMMERHILL ROAD, SPOTSWOOD, NJ 08884

STERN BROTHERS & CO.
8000 MARYLAND AVE., SUITE 800, ST. LOUIS, MO 63105-3911

STERN CAPITAL LLC
708 THIRD AVENUE, SUITE 1610, NEW YORK, NY 10017

STERN FISHER EDWARDS INC
801 SOUTH FIGUEROA STREET, SUITE 2100, LOS ANGELES, CA 90017-2457

STERNE AGEE CLEARING INC
800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL 35209
Mailing Address: 800 SHADES CREEK PKWY., SUITE 550, BIRMINGHAM, AL 35209

STERNE AGEE FINANCIAL SERVICES, INC.
800 SHADES CREEK PKWY., SUITE 700, BIRMINGHAM, AL 35209
Mailing Address: 800 SHADES CREEK PKWY, SUITE 550, BIRMINGHAM, AL 35209

STERNE, AGEE & LEACH, INC.
800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL 35209
Mailing Address: 800 SHADES CREEK PARKWAY, SUITE 550, BIRMINGHAM, AL 35209

STEWARD SECURITIES GROUP LLC
17615 PRIMROSE MEADOW LANE, HOUSTON, TX 77095

STIFEL, NICOLAUS & COMPANY, INCORPORATED
501 NORTH BROADWAY, ST. LOUIS, MO 63102

STILLPOINT CAPITAL, LLC
13051 W. LINEBAUGH AVENUE, SUITE 101, TAMPA, FL 33626

STINSON SECURITIES, LLC
220 SANSOME STREET, SUITE 1330, SAN FRANCISCO, CA 94104
Mailing Address: 220 SANSOME STREET, SAN FRANCISCO, CA 94104

STOCK TRADERS
16152 BEACH BLVD., SUITE 271, HUNTINGTON BEACH, CA 92647-3815

STOCK USA EXECUTION SERVICES, INC
1717 ROUTE 6 SUITE 102, CARMEL, NY 10512

STOCKCROSS FINANCIAL SERVICES, INC.
9464 WILSHIRE BOULEVARD, BEVERLY HILLS, CA 90212

STOCKPILE INVESTMENTS, INC.
500 N BRAND BLVD, 1760, GLENDALE, CA 91203
Mailing Address: 500 N BRAND BLVE, 1760, GLENDALE, CA 91203

STOCKSHIELD, LLC
633 WEST FIFTH STREET, SUITE 2800, LOS ANGELES, CA 90071

STOEVER, GLASS & COMPANY INC.
30 WALL STREET, NEW YORK, NY 10005

STONE KEY SECURITIES LLC
2 SOUND VIEW DRIVE, 2ND FLOOR, GREENWICH, CT 06830

STONEBRIDGE SECURITIES, LLC.
12510 198TH DR.NE, WOODINVILLE, WA 98077
Mailing Address: 16541 REDMOND WAY 290C, REDMOND, WA 98052

STONECASTLE SECURITIES, LLC
152 WEST 57TH STREET, 35TH FLOOR, NEW YORK, NY 10019

STONECROFT SECURITIES LLC
2733 SLATE CT, SUPERIOR, CO 80027
Mailing Address: 11001 W. 120TH AVE, SUITE 400, BROOMFIELD, CO 80021

STONEGATE CAPITAL PARTNERS, INC.
8201 PRESTON ROAD, SUITE 325, DALLAS, TX 75225

STONEHAVEN, LLC
275 MADISON AVENUE, SUITE 2002, NEW YORK, NY 10016

STONELIVING SECURITIES, LLC
443 NORTH CLARK STREET, SUITE 200, CHICAGO, IL 60654

STONEPINE ADVISORS, LLC
200 MIDDLEFIELD ROAD, SUITE 104, MENLO PARK, CA 94025

STONINGTON CORPORATION
342 WEST 22ND STREET, NEW YORK, NY 10011
Mailing Address: 250 PARK AVENUE, SUITE 700, NEW YORK, NY 10177

STONNINGTON GROUP, LLC
21031 VENTURA BOULEVARD, SUITE 1201, WOODLAND HILLS, CA 91364

STORMHARBOUR SECURITIES LP
140 EAST 45TH STREET, 33RD FLOOR, NEW YORK, NY 10017-0034

STOUT CAUSEY CAPITAL CORPORATION
6011 UNIVERSITY BOULEVARD, SUITE 490, ELLICOTT CITY, MD 21043

STOUT RISIUS ROSS ADVISORS, LLC
4000 TOWN CENTER, 20TH FLOOR, SOUTHFIELD, MI 48075

STRATEGAS RESEARCH PARTNERS, LLC
52 VANDERBILT AVENUE, 8TH FLOOR, NEW YORK, NY 10017

STRATEGIC CAPITAL INVESTMENTS, LLC
701 RIVERSEDGE DR, SALINE, MI 48176
Mailing Address: P.O. BOX 3, SALINE, MI 48176

STRATEGIC MARKETING SOLUTIONS LTD., LLC
410 NORTH STREET, SAUSALITO, CA 94965

STRATEGIC POINT SECURITIES, LLC
294 WEST EXCHANGE STREET, PROVIDENCE, RI 02903

STRATFORD PARTNERS
401 WEST A STREET, SUITE 2300, SAN DIEGO, CA 92101

STRATSTONE SECURITIES, LLC
401 EAST LAS OLAS BOULEVARD, SUITE 800, FT. LAUDERDALE, FL 33301

STRATTON CAPITAL MANAGEMENT, LTD.
575 MADISON AVENUE - SUITE 1006, NEW YORK, NY 10022

STRAUS CAPITAL, LLC
50 PRINCETON-HIGHTSTOWN ROAD, (SUITE J), PRINCETON JUNCTION, NJ 08550

STREETCAPITAL, INC
300 COLONIAL CENTER PARKWAY, STE 260, ROSWELL, GA 30076

STROM FINANCIAL PARTNERS, INC.
425 DAVIS ST.,  UNIT 906, EVANSTON, IL 60201

STRUCTURA GROUP, LTD.
344 N. OLD WOODWARD, BIRMINGHAM, MI 48009

STUART FRANKEL & CO., INCORPORATED
60 CUTTER MILL ROAD, SUITE 406, GREAT NECK, NY 11021

STUART PORTFOLIO CONSULTANTS, L.P.
223 EAST 83 STREET, SUITE 2, NEW YORK, NY 10028

STURDIVANT & CO. INC
3000 ATRIUM WAY, SUITE 520, MT. LAUREL, NJ 08054

STUYVESANT SQUARE ADVISORS, INC.
30 OLD KINGS HIGHWAY SOUTH, SUITE 228, DARIEN, CT 06820

SUMMIT BROKERAGE SERVICES, INC.
595 S. FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL 33432
Mailing Address: 595 SOUTH FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL 33432

SUMMIT EQUITIES, INC.
4 CAMPUS DRIVE, PARSIPPANY, NJ 07054-0413

SUMRIDGE PARTNERS, LLC
111 TOWN SQUARE PLACE, JERSEY CITY, NJ 07310
Mailing Address: 111 TOWN SQUARE, JERSEY CITY, NJ 07310

SUN LIFE FINANCIAL DISTRIBUTORS, INC.
ONE SUN LIFE EXECUTIVE PARK, WELLESLEY HILLS, MA 02481

SUN'S BROTHERS SECURITIES INC.
6770 HAWAII KAI DRIVE #209, HONOLULU, HI 96825

SUNBELT SECURITIES, INC.
5065 WESTHEIMER, SUITE 600, HOUSTON, TX 77056

SUNDIAL GROUP, LLC
200 SOUTH ANDREWS AVENUE, SUITE 602, FT. LAUDERDALE, FL 33301

SUNGARD BROKERAGE & SECURITIES SERVICES LLC
2100 ENTERPRISE AVENUE, GENEVA, IL 60134

SUNRISE BROKERS LLC
1500 BROADWAY, 25TH FLOOR, NEW YORK, NY 10036

SUNRISE SECURITIES CORP.
630 FIFTH AVENUE, 31ST FLOOR, NEW YORK, NY 10111

SUNSET FINANCIAL SERVICES, INC.
3520 BROADWAY, KANSAS CITY, MO 64111
Mailing Address: P.O. BOX 219365, KANSAS CITY, MO 64121-9365

SUNSTREET SECURITIES, LLC
10320 W. MCDOWELL RD, BLDG F, SUITE 6018, AVONDALE, AZ 85392

SUNTRUST INVESTMENT SERVICES, INC.
303 PEACHTREE CENTER AVE, SUITE 140, ATLANTA, GA 30303

SUNTRUST ROBINSON HUMPHREY, INC.
3333 PEACHTREE ROAD, N.E., ATLANTA FINANCIAL CENTER, SOUTH TOWER, 9TH FLOOR, ATLANTA, GA 30326

SUPERFUND USA, LLC
325 WEST HURON STREET, SUITE 408, CHICAGO, IL 60654

SUPERIOR FINANCIAL SERVICES,INC.
N168 W21931 MAIN STREET, JACKSON, WI 53037
Mailing Address: PO BOX 139, JACKSON, WI 53037

SUPPORT SERVICES FINANCIAL ADVISORS, INC.
7335 EAST ORCHARD RD, SUITE 200, GREENWOOD VILLAGE, CO 80111-2512

SUPREME ALLIANCE LLC
197 SUNSET LODGE ROAD, LANCASTER, KY 40444
Mailing Address: PO BOX 665, LANCASTER, KY 40444

SURETY FINANCIAL SERVICES INC.
3375 PARK AVENUE, SUITE 3006, WANTAGH, NY 11793-3712

SURYA CAPITALE SECURITIES LLC
55 WALL STREET, SUITE 530B, NEW YORK, NY 10005

SUSQUEHANNA CAPITAL GROUP
401 CITY AVENUE, SUITE 220, BALA CYNWYD, PA 19004-1122

SUSQUEHANNA FINANCIAL GROUP, LLLP
401 CITY AVE, SUITE 220, BALA CYNWYD, PA 19004-1122

SUSTAINABLE DEVELOPMENT CAPITAL, LLC
1120 AVENUE OF THE AMERICAS, SUITE 4045, NEW YORK, NY 10036

SUTTER SECURITIES INCORPORATED
220 MONTGOMERY STREET, SUITE 1700, SAN FRANCISCO, CA 94104
Mailing Address: 220 MONTGOMERY STREET, SUITE 1700, SAN FRANCISCO, CA 94104-1609

SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK
3003 TASMAN DRIVE, SANTA CLARA, CA 95054

SWARTWOOD, HESSE INC.
720 RT 284, WESTTOWN, NY 10998
Mailing Address: P.O. 247, WESTTOWN, NY 10998

SWBC INVESTMENT SERVICES, LLC
9311 SAN PEDRO, STE 600, SAN ANTONIO, TX 78216

SWEDBANK SECURITIES US, LLC
ONE PENN PLAZA, 15TH FLOOR, NEW YORK, NY 10119

SWENEY CARTWRIGHT & COMPANY
17 SOUTH HIGH STREET SUITE 300, COLUMBUS, OH 43215-3438

SWIFTSURE SECURITIES LLC
1325 FOURTH AVENUE, SUITE 1500, SEATTLE, WA 98101

SWISS RE CAPITAL MARKETS CORPORATION
55 EAST 52ND STREET, NEW YORK, NY 10055

SWORD SECURITIES LLC
90 NASSAU ST., 5TH FLOOR, PRINCETON, NJ 08542

SWS FINANCIAL SERVICES, INC.
1201 ELM STREET, SUITE 3500, DALLAS, TX 75270

SYCAMORE FINANCIAL GROUP
2713 ROCKFORD LANE, KOKOMO, IN 46902-4058
Mailing Address: 2713 ROCKFORD LANE, KOKOMO, IN 46902

SYKES FINANCIAL SERVICES LLC
213 N MARKET ST, SUITE 202, WASHINGTON, NC 27889

SYMETRA SECURITIES, INC.
777 108TH AVE NE, SUITE 1200, BELLEVUE, WA 98004-5135

SYMPHONIC SECURITIES LLC
570 LEXINGTON AVENUE, NEW YORK, NY 10022

SYNDICATED CAPITAL, INC.
1299 OCEAN AVENUE 2ND FLOOR, SANTA MONICA, CA 90401

SYNERGY ADVISORS, LLC
840 APOLLO STREET, SUITE 213, EL SEGUNDO, CA 90245

SYNERGY CAPITAL I, LLC
40 FULTON STREET, NEW YORK, NY 10038

SYNOVUS SECURITIES, INC.
1137 FIRST AVENUE - 2ND FLOOR, COLUMBUS, GA 31901
Mailing Address: P.O. BOX 2628, COLUMBUS, GA 31902-2628

Last updated: 7/15/15