Joe Romano

Industry Governor (Small Firm Representative)

President, Romano Wealth Management

Governor Since 2015

Committees: Regulatory Operations Oversight Committee, Regulatory Policy Committee

Professional Experience

  • President, Romano Wealth Management (1995 present)
  • Former FINRA Small Firm Advisory Board Member (2011 – 2015; Chair 2015)
  • Former FINRA District Committee 8 Member (2009 – 2012)
  • Illinois Securities Industry Association, President (2004 – 2009)

Current Board Service and Affiliations

  • FINRA Small Firm Advisory Board, ex officio member

Education

  • B.A., Wesleyan University