Stephen A. Kohn

Industry Governor (Small Firm Representative)

President and CEO, Stephen A. Kohn & Associates, LTD.

Governor Since 2017

Committees: Regulatory Policy Committee

Professional Experience

  • Stephen A. Kohn & Associates, LTD. – President and CEO (1996 – present)
  • Various FINRA Member Firms (1984 – 1996)
  • U.S. Coast Guard (1964 – 1970) 

Current Board Service and Affiliations

  • FINRA National Adjudicatory Council Member (2015 – Present)
  • District 3 Committee (2016 – Present)

Education

  • B.A., C.W. Post College of Long Island University