Arbitration Awards Online

Displaying 1 - 1 of 1
Award ID Case Summary Document Type Forum Date of Awardsort ascending
14-02356
Claimant(s): Janice Levy
Claimant Representative(s): Deborah R. Gross
Respondent(s): Wells Fargo Advisors, LLC, Kevin Larkin
Respondent Representative(s): Alan S. Rafterman
Neutral(s): Gordon M. Wase, Fred M. Fleisher, Catherine Stewart
Hearing Site: Philadelphia, PA
Award FINRA 05/31/2016