File a Claim by Mail

File your Statement of Claim with FINRA's New York Office:

One Liberty Plaza
165 Broadway
New York, NY 10006

Assemble your documents in the following order:

  1. Check or money order (DO NOT SEND CASH)
  2. Submission Agreement(s) (with additional copies)
  3. Claim Information Sheet
  4. Statement of Claim and Exhibits

Upon receipt of your filing, your case will be assigned to the appropriate regional office and you will be provided with a case number.