How to Contact the Western Region Office

Key Personnel at the West Region Office

Laura McNamire
Regional Director
Phone: (213) 613-2678

Derek Sorrells
Case Administrator Manager
Phone: (213) 613-2672

David Newson
Case Assistant Manager
Phone: (213) 613-2680

Maria Reyes
Processing/Logistical Manager
Phone: (213) 613-2644

Case Administrators

Sophia Anglade
Phone: (213) 613-2681

Michele Collins
Phone:  (213) 229-2345

Christina Gates
Phone: (213) 229-2357

Joanna Lam
Phone:  (213) 613-2671

Contact the West Region Office

  • By Phone: Main number for the Los Angeles office: (213) 613-2680 between the hours of 8 a.m. and 5 p.m.
  • By Fax: (301) 527-4766
  • By Email: FINRA Dispute Resolution staff members can be reached by email. Email addresses use the following protocol:

City Information

Check additional city and office information from our office guide