2015 Fixed Income Conference

March 10, 2015
New York, NY

FINRA's annual Fixed Income Conference addresses current impacts on the fixed income markets and how regulators and firms are responding. Topics include:

  • fixed income-related examination and enforcement update;
  • risk management for institutional firms;
  • fixed income compliance practices for retail firms;
  • municipal securities;
  • fixed income market structure: pre- and post-trade disclosures; and
  • TRACE updates.

For more information please view the conference brochure, which includes the agenda and session descriptions.


There are two ways to participate: in-person or online.

  1. In-person:
    Crowne Plaza Times Square Manhattan Hotel
    1605 Broadway
    New York, NY 10019
    Phone: (212) 977-4000

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    A room block is available at the Crowne Plaza Times Square Manhattan Hotel at the special rate of $279 per night, plus tax. This rate is available until February 16, 2015, or until the room block is sold out. Hotel reservations will then be accepted on a space- and rate-available basis.

    Travel Disclaimer: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference date and/or location become necessary.
  2. Online broadcast:
    Sessions will be video or audio broadcast live online. Online participants receive access to all conference materials, and can ask questions in real time. Since recordings of most sessions will be made available on-demand after the conference, participants can catch up on sessions they miss live. Registration for the online broadcast will open in January 2015


In Person - Individual First 100
Through 1/13/15
After 1/13/15
must provide valid CRD #
$795 $945
must provide valid bar ID #
$985 $1,135
Non-Member $1,175 $1,325
Government / Regulator $560 $670
In Person- Group*
(Per Person)
First 100
Through 1/13/15
After 1/13/15
must provide valid CRD #
$670 $800
must provide valid bar ID #
$830 $960
Non-Member $1,00 $1,130
Live Broadcast Viewer License Fees
Member (Small Firms) $500
Member $1,200
Attorney / Non-Member $1,500
Government / Regulator $1,200

Refunds for registration, less a $75 processing fee, will be granted for written requests received 14 days or more prior to the start date of the conference. Refunds will not be available after February 24, 2015.

* Available to firms registering 3 or more employees at the same time with the same credit card. Please follow instructions in registration system. 


FINRA has a limited number of exhibitor opportunities available for this conference. To secure your participation, contact Jeffrey Arcuri at (508) 759-8180 to request a conference exhibitor package. (Please provide complete contact information in your message.)


If you have any questions regarding this conference or for information about other administrative policies, please call (800) 321-6273. For registration information, please contact (202) 728-6980 or email.