2015 South Region Compliance Seminar

South Region Compliance Seminar - December 2-3, 2015 - New Orleans, LA

The 2015 South Region Compliance Seminar took place on Wednesday, December 2 and ended on Thursday, December 3, 2015. On-Demand conference session recordings will be available to FINRA member firms and CRCP graduates in the near future. Check this page frequently for conference updates.

Download the 2015 South Region Compliance Seminar Brochure for full agenda and session descriptions.

Location

New Orleans Marriott
555 Canal Street
New Orleans, LA 70130
(504) 581-1000

Registration and Fees

In-Person

First 100 Through October 2

100+ or After October 2

FINRA Member Firm

$495

$595

Non-Member (Attorney)

$995

$1,095

Non-Member (Consultant)

$995

$1,095

Government/Regulator

$450

$550

 

Group Rate (Per Person)*

First 100 Through October 2

100+ or After October 2

FINRA Member Firm

$420

$520

Non-Member

$950

$1,050

*Available to firms registering 3 or more employees at the same time with the same credit card. Please follow instruction in the registration system.

CRCP CE Credit

Graduates of the FINRA Institute at Wharton Certified Regulatory and Compliance Professional™ (CRCP™) program may receive CRCP CE credits. Information about CRCP CE credits will be posted soon.

More Information

For questions about the conference content, contact Member Relations and Education via email. Please direct questions about registration to (202) 728-6980 or via email.

 


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