2016 FINRA Small Firm Conference On-Demand Sessions

Original Program Date: November 9 – 10, 2016

View all of the video recorded sessions from the November 9 – 10, 2016, FINRA Small Firm Conference, and receive access to all conference materials. View the conference brochure for a list of recorded sessions and their descriptions.

Fee: $100

Register to view the sessions

FINRA Members
CRCP Graduates

For registration or technical questions call (800) 321-6273.


FINRA's conference sessions are the sole property of FINRA and the information provided is for informational and educational purposes only. The content of the conference does not constitute any FINRA rule or amendment or interpretation to such rules. Compliance with any recommended conduct presented does not mean that a firm or person has complied with the full extent of their obligations under FINRA rules, the rules of any other SRO, or securities laws. Use of this recording does not create a safe harbor from regulatory responsibility. This on-demand program is provided "as is". FINRA and its affiliates are not responsible for any human or mechanical errors or omissions. Parties may not reproduce the sessions in any form, nor reference them in any publication, without the express written consent of FINRA.

Only FINRA's Annual Conference is open to the media. All other FINRA conferences, webinars and other programs are closed to the media.