2016 Fixed Income Conference

Fixed Income Conference

FINRA’s Fixed Income Conference focuses on current market impacts on fixed income, and how regulators and firms are responding.

Featured topics include:

  • Evolving Bond Market Structure
  • Key FINRA Regulatory Developments
  • Pricing and Best Execution Requirements
REGISTER Live Broadcast

Download the conference brochure for the agenda, session descriptions and other information.


There are two ways to participate: in-person or online.

1. In-person:

New York Marriott Marquis
1535 Broadway
New York, NY 10036
Tel: (212) 398-1900

A room block is available at the New York Marriott Marquis at the special rate of $373 per night, plus tax. This rate is available until Monday, August 15, 2016, or until the room block is sold out. Hotel reservations will then be accepted on a space- and rate-available basis. Reserve a room online or by calling (877) 303-0104 and identify yourself as a 2016 FINRA Fixed Income Conference attendee.

Travel Disclaimer: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference dates and/or location become necessary.

2. Live broadcast:

Sessions will be video or audio broadcast live online. Online participants receive access to all conference materials, and can ask questions in real time. Since recordings of most sessions will be made available on-demand after the conference, participants can catch up on sessions they miss live.

Registration and Fees

In Person - Individual First 100
Through July 1, 2016
100+ After July 1, 2016
FINRA Member Firm $795 $945
Non-Member $1,175 $1,325
Attorney $985 $1,135
Government / Regulator $560 $670
In Person- Group*
(Per Person)
First 100
Through July 1, 2016
100+ After July 1, 2016
FINRA Member $670 $800
Non-Member $1,000 $1,130
Attorney $830 $960
Live Broadcast Viewer License Fees
FINRA Member (Small Firms) $250
FINRA Member $1,200
Non-Member $1,500
Attorney $1,500
Government / Regulator $1,200

*Available to firms registering 3 or more employees at the same time with the same credit card. Please follow instructions in the registration system.

Conference registration is limited and available on a first-come, first-served basis. Payment is required at the time your registration is submitted. You will receive an email confirmation of your completed registration form and payment. Please make sure your registration has been confirmed prior to your arrival onsite at the conference.


Full refunds for registration fees, less a $75 processing fee, will be granted to written requests received 14 days or more prior to the start of the conference. We regret that refunds will not be granted after August 24, 2016.

Exhibitor Opportunities

FINRA has a limited number of exhibitor opportunities available for this conference. To secure your participation, contact Jeffrey Arcuri at (508) 759-8180 or via email to request a conference exhibitor package.

Additional Information

Please direct questions about registration to (202) 728-6980 or via email.

Only the FINRA Annual Conference is open to journalists. All other FINRA conferences, webinars, compliance boot camps, phone-in workshops and FINRA Institute at Wharton are closed to journalists.