2017 FINRA Annual Conference

2017 Annual Conference

May 16 – 18, 2017 
Washington, DC
Marriott Marquis l Washington, DC

FINRA's premier event—this conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today's most timely compliance and regulatory topics. The conference offers industry professionals a variety of sessions related to current trends in technology, cybersecurity, risk management and much more.

Sample session topics include:

  • AML – Customer Due Diligence
  • Ask FINRA Senior Staff
  • Common Examination Findings and Compliance Practices
  • Cloud Storage
  • Recidivist Brokers
  • And much more

Download the 2017 Annual Conference Brochure.

REGISTER to Attend in Person
REGISTER to Attend Live Broadcast

Conference Start/End Times

  • The first session begins on Tuesday, May 16, at 10 a.m. ET
  • The last session ends on Thursday, May 18, at 12 p.m. ET

Registration is open on Monday, May 15, from 5 p.m. to 7 p.m. ET, and throughout the conference beginning at 8 a.m. ET on Tuesday, May 16.

Location

Marriott Marquis Washington, DC
901 Massachusetts Avenue, NW
Washington, DC 20001

Accommodations

A room block is available at the Marriott Marquis Washington, DC Hotel at the special rate of $333 per night, plus tax. This rate is available until May 5, 2017, or until the room block is sold out.

Hotel reservations will then be accepted on a space-and rate-available basis. Reserve a room online or by calling (202) 824-9200 or (877) 212-5752 and identify yourself as a 2017 FINRA Annual Conference attendee.

Registration and fees

There are two ways to participate: in-person or online.

  1. In-person:

    Marriott Marquis Washington, DC
    901 Massachusetts Avenue, NW
    Washington, DC 20001

    Make Hotel Reservations | View on Map

  2. Online broadcast:

    Sessions will be video or audio broadcast live online. Online participants receive access to all conference materials, and can ask questions in real time. Since recordings of most sessions will be made available on-demand after the conference, participants can catch up on sessions they miss live.

Pricing

In Person - Individual First 100
Through 10/1/2016
Up to 500
Through 3/31/2017
500+ or
After 3/31/2017
FINRA Member
must provide valid CRD #
$795 $1,395 $1,595
FINRA Member (Small Firm)
must provide valid CRD #
$595 $1,195 $1,395
Attorney
must provide valid bar ID #
$1,095 $1,695 $1,895
Government / Regulator $795 $995 $1,195
Non-Member $1,395 $1,995 $2,195
Guest (receptions only) $110 $110 $110
In Person- Group *
(Per Person)
First 100
Through 10/1/2016
Up to 500
Through 3/31/2017
500+ or
After 3/31/2017
FINRA Member
must provide valid CRD #
$795 $1,180 $1,340
Attorney
must provide valid bar ID #
$1,095 $1,440 $1,610
Non-Member $1,395 $1,690 $1,860
Live Broadcast Multi-Viewer License Fees
FINRA Member
must provide valid CRD #
$2,800
FINRA Member (Small Firm)
must provide valid CRD #
$600
Attorney / Non-Member
must provide valid bar ID #
$5,000
Government / Regulator $2,800

* Available to firms registering 3 or more employees at the same time with the same credit card. Please follow instructions in registration system.

Conference fees include attendance to all sessions and conference materials, scheduled breakfast, lunches and receptions.

Conference registration is limited and available on a first-come, first-served basis. Payment is required at the time your registration is submitted. You will receive an email confirmation of your completed registration form and payment. Please make sure your registration has been confirmed prior to your arrival onsite at the conference.

Travel Disclaimer: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference dates and/or location become necessary.

Refunds

The special discounted rate for the first 100 in-person registrants is non-refundable. For all other registration categories, a full refund-less a $150 processing fee-will be granted to written requests received 14 days or more prior to the start date of the program. Refunds will not be granted after May 2, 2017.

Exhibitor Opportunities

If you are interested in being an exhibitor at the 2017 Annual Conference, contact Jeff Arcuri at (508) 759-8180 or via email.

Additional Information

Please direct questions about registration to (202) 728-6980 or via email.