2019 Senior Investor Protection Conference

2019 Senior Investor Protection Conference

The Senior Investor Protection Conference is a one-day event dedicated to sharing the most up-to-date regulatory information, effective strategies and solutions for protecting senior investors and vulnerable adults. This conference includes an expanded focus on FINRA Rules 2165 and 4512—which provide firms with tools to help protect seniors and vulnerable investors from financial exploitation. The conference also offers opportunities to network and discuss issues specific to senior investors with FINRA staff and industry practitioners.

Hilton Washington DC National Mall
480 L'Enfant Plaza SW
Washington, DC 20024

Agenda

View the agenda for the 2019 Senior Investor Protection Conference.

Accommodations

A room block is available at the Hilton Washington DC National Mall hotel for registered attendees. The special room rate of $255 per night, plus tax, is available until October 18, 2019, or until the room block is sold out. Hotel reservations will then be accepted on a space- and rate-available basis.

NEW PROCESS FOR FINRA PROGRAMS

To reserve a room, you must first register as an attendee for the conference. After you register, you will have the opportunity to book your hotel reservation within the FINRA registration system. Please contact us with any additional questions.

Registration and Fees

Individual Attendee Rates

FINRA Member 
must provide valid CRD #
$945
$795 - First 50 thru 6/28/2019
$945 - 50+ or after 6/28/2019
REGISTER
FINRA Member (Small Firm)
must provide valid CRD #
$495
$395 - First 50 thru 6/28/2019
$495 - 50+ or after 6/28/2019
REGISTER
Non-Member
 
$1,325
$1,175 - First 50 thru 6/28/2019
$1,325 - 50+ or after 6/28/2019
REGISTER
Government/Regulator
$670
$560 - First 50 thru 6/28/2019
$670 - 50+ or after 6/28/2019
REGISTER

In Person Group Rates* (Per Person)

FINRA Member 
must provide valid CRD #
$800
$670 - First 50 thru 6/28/2019
$800 - 50+ or after 6/28/2019
REGISTER
FINRA Member (Small Firm)
must provide valid CRD #
$370
$270 - First 50 thru 6/28/2019
$370 - 50+ or after 6/28/2019
REGISTER
Non-Member
 
$1,130
$1,000 - First 50 thru 6/28/2019
$1,130 - 50+ or after 6/28/2019
REGISTER

* Available to firms registering three (3) or more employees at the same time with the same credit card. Please follow instructions in registration system.

Conference fees include attendance to all sessions and conference materials, breakfast and lunch.

Conference registration is limited and available on a first-come, first-served basis. Payment is required at the time your registration is submitted. You will receive an email confirmation of your completed registration form and payment. Please make sure your registration has been confirmed prior to your arrival onsite at the conference.

Travel Disclaimer: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference dates and/or location become necessary.

Refunds

The special discounted rate for the first 50 in-person registrants is non-refundable. For all other registration categories, a full refund—less a $75 processing fee—will be granted to written requests received 14 days or more prior to the start date of the program. Refunds will not be granted after October 30, 2019.

Exhibitor Opportunities

FINRA has a limited number of exhibitor opportunities available for this conference. To secure your participation, contact Jeff Arcuri at (508) 759-8180 or via email.

Additional Information

Please direct questions about registration to (202) 728-6980 or via email.

Press

This event is open to the media. Please contact us with any media inquiries.