ADF Rule Filings
Rule Filing Number |
Title |
|---|---|
| SR-FINRA-2016-031 | Proposed Rule Change Relating to Use of the Alternative Display Facility for Trade Reporting Purposes Only |
| SR-FINRA-2014-007 | Proposed Rule Change to Amend Rule 7510 and Rule 7540 Relating to Fees for the Alternative Display Facility |
| SR-FINRA-2013-054 | Proposed Rule Change Relating to Capacity Management Plan |
| SR-FINRA-2013-053 | Proposed Rule Change to Update the Rules Governing the Alternative Display Facility |
| SR-FINRA-2013-052 | Proposed Rule Change Relating to Alternative Display Facility New Entrant |
| SR-FINRA-2013-031 | Proposed Rule Change Relating to Participation on the Alternative Display Facility |
| SR-FINRA-2013-013 | Proposed Rule Change to Require Members to Report OTC Equity Transactions As Soon As Practicable, But No Later Than 10 Seconds, Following Execution |
| SR-FINRA-2010-049 | Proposed Rule Change Relating to Quotation Requirements on the Alternative Display Facility |
| SR-FINRA-2009-085 | Proposed Rule Change Relating to Order Reporting Requirements on the Alternative Display Facility |
| SR-FINRA-2009-069 | Proposed Rule Change to Impose an Excess Capacity Usage Fee on ADF Trading Centers that Exceed Their Certified Volume Levels Pursuant to a New FINRA ADF Capacity Management Plan |
| SR-FINRA-2007-012 | Proposed Rule Change to Amend Trade Reporting Rules to Require Related Market Center Indicator on Certain Non-Tape Reports Submitted to FINRA |
| SR-NASD-2007-040 | Proposed Rule Change Relating to Clearing Reports for Previously Executed Trades |
| SR-NASD-2006-091 | Amendments to NASD Rules to Align Them with Regulation NMS and to Allow for Quoting, Trade Reporting and Clearing Through the Alternative Display Facility for all NMS Stock. |
| SR-NASD-2003-067 | Proposed Rule Change to Extend Operation of NASD's Alternative Display Facility as a Temporary Pilot |
| SR-NASD-2003-009 | Fees Relating to the NASD Alternative Display Facility |
| SR-NASD-2002-028 | Fees Relating to the NASD Alternative Display Facility |
| SR-NASD-2001-090 | Notice of Proposed Rule Change Relating to NASDAQ Separation from the NASD and the Establishment of the NASD Alternative Display Facility |