A Few Minutes with FINRA: Cybersecurity – Part III

June 27, 2017

In the final part of a three-part series on common cybersecurity program deficiencies, Chip Jones, FINRA’s Senior Vice President of Member Relations and Education, leads a discussion with Dave Kelley, the Surveillance Director from FINRA's Kansas City District Office, on vendor management, branch controls and data protection. (7 min. 45 sec.)