Customer Margin Balance Form Due Dates

FINRA member firms are required to submit—via the Customer Margin Balance Form—the total of all debit balances in securities margin accounts, and all free credit balances in all cash accounts and all securities margin accounts on a settlement date basis as of the last business day of the month.

2019 Filing Due Dates

Period Ending Due Date
January 31, 2019 February 8, 2019
February 28, 2019 March 8, 2019
March 29, 2019 April 8, 2019
April 30, 2019 May 8, 2019
May 31, 2019 June 10, 2019
June 28, 2019 July 9, 2019
July 31, 2019 August 8, 2019
August 30, 2019 September 10, 2019
September 30, 2019 October 8, 2019
October 31, 2019 November 8, 2019
November 29, 2019 December 9, 2019
December 31, 2019 January 9, 2020