Customer Margin Balance Form Due Dates

FINRA member firms are required to submit—via the Customer Margin Balance Form—the total of all debit balances in securities margin accounts, and all free credit balances in all cash accounts and all securities margin accounts on a settlement date basis as of the last business day of the month.

2018 Filing Due Dates

Period Ending Due Date
January 31, 2018 February 8, 2018
February 28, 2018 March 8, 2018
March 30, 2018 April 9, 2018
April 30, 2018 May 8, 2018
May 31, 2018 June 8, 2018
June 29, 2018 July 10, 2018
July 31, 2018 August 8, 2018
August 31, 2018 September 11, 2018
September 28, 2018 October 8, 2018
October 31, 2018 November 8, 2018
November 30, 2018 December 10, 2018
December 31, 2018 January 9, 2019