Dispelling Myths Around the FINRA Board

Session at the FINRA Annual Conference (May 21, 2018)

At the 2018 FINRA Annual Conference in Washington, DC, several members of FINRA’s Board of Governors joined Marcia Asquith, FINRA Executive Vice President, Board and External Relations, in a discussion aimed at shedding light upon FINRA’s governance structure and processes.


  • Marcia Asquith, FINRA


  • John Davidson, Public Governor / Tyco International (Retired)
  • Shelly Lazarus, Public Governor / Ogilvy & Mather
  • Kathy Murphy, Industry Governor / Fidelity Personal Investing
  • Joe Romano, Small Firm Governor / Romano Wealth Management
  • Elisse Walter, Public Governor / Former SEC Commissioner and Chairman