District 10 - Long Island - Half-Day Compliance Bootcamp

October 17, 2019
9:30 a.m. - 1:30 p.m.

FINRA District Office
Two Jericho Plaza
2nd Floor, Wing A
Jericho, NY 11753
(516) 827-6100

Topics

  • Vetting New Products and Supervising Complex Products
  • Outside Business Activities and Private Securities Transactions
Register - $195