District 10 New York - District Compliance Events

Designed for compliance and legal professionals, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff.

There are no events scheduled at this time. More District events are being added on a regular basis. Check this page frequently for additional programs and other program updates.

District Office Contact: Georgia Mantekas (212) 858-4178.

Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.