District 6 Dallas - District Compliance Events
Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.
|Date||Event||Location & Venue||Fees||Registration|
October 19, 2017
9 a.m. – 2 p.m.
|AML Half-Day Seminar||
FINRA Dallas District Office
12801 North Central Expressway, Suite 1050
More District events are being added on a regular basis. Check this page frequently for additional programs and other program updates.
District Office Contact: Shelly Davis at (972) 701-8554
Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.