District 9A Philadelphia - District Compliance Events
Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.
More District events are being added on a regular basis. Check this page frequently for additional programs and other program updates.
|Date||Event||Location & Venue||Fees||Registration|
June 12, 2018
8:30 a.m. - 1:30 p.m.
|Half-Day Compliance Boot Camp||
Omni Richmond Hotel
100 S. 12th Street
District Office Contact: Megan Bohan, (215) 209-7034.
Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.