District 9A Philadelphia - District Compliance Events
Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.
More District events are being added on a regular basis. Check this page frequently for additional programs and other program updates.
|Date||Event||Location & Venue||Fees||Registration|
November 2, 20179 a.m. – 11 a.m.
|District Compliance Meeting||
Washington, DCFINRA Office (Visitor’s Center)
1735 K Street
Washington, DC 20006
District Office Contact: Megan Bohan, (215) 209-7034.
Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.