District 9B Woodbridge - District Compliance Events

Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. 

There are no events scheduled at this time. More District events are being added on a regular basis. Check this page frequently for additional programs and other program updates.

District Office Contact: Contact Debra Smit at (732) 596-2027.

Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.