Election Notice – 1/24/17

2017 Annual FINRA Election Cycle and Procedures Overview

Executive Summary

The purpose of this Notice is to inform firms of the 2017 FINRA election cycle to fill vacancies on the FINRA district committees, Small Firm Advisory Board (SFAB), National Adjudicatory Council (NAC) and the FINRA Board of Governors (Board), and encourage broad participation of firms in these FINRA elections.

Questions concerning this Election Notice may be directed to:

  • Marcia Asquith, Senior Vice President and Corporate Secretary, at (202) 728-8949;
  • Jennifer Mitchell, Deputy Corporate Secretary, at (202) 728-8415; or
  • Chip Jones, Senior Vice President, Member Relations and Education, at (240) 386-4797.