Election Notice - 7/20/09

FINRA Announces Nominees for Vacant Small Firm and Mid-Size Firm Industry National Adjudicatory Council Seats

The purpose of this Election Notice is to announce FINRA’s nominees for two vacancies on the National Adjudicatory Council (NAC) to be filled by one Small Firm NAC Member and one Mid-Size Firm NAC Member. 

FINRA’s Nominating and Governance Committee reviewed the backgrounds of potential candidates and nominated the following individuals: Thomas T. Wallace for the Small Firm NAC seat and John Muschalek for the Mid-Size Firm NAC seat. Eligible individuals who were not nominated may petition to have their name included on a ballot for a contested election by following the procedure below.

Note: This Notice was distributed electronically to the executive representative of each FINRA member firm and it is posted on FINRA’s Web site at www.finra.org/Notices/Election/072009. Executive representatives should circulate this Notice to their firms’ branch managers.

Questions regarding this Election Notice may be directed to:

  • Marcia E. Asquith, Senior Vice President and Corporate Secretary, at (202) 728-8949; or
  • Marc Menchel, Executive Vice President and Regulatory General Counsel, at (202) 728-8410.