Election Notice – 8/21/17

FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council

Petitions for Candidacy Due: October 5, 2017

Summary

The purpose of this Election Notice is to announce the nomination process to fill one large firm vacancy and one small firm vacancy on the National Adjudicatory Council (NAC).

FINRA’s Nominating and Governance Committee (Nominating Committee) nominated Belinda Blaine for the Large Firm NAC seat and Timothy Henahan for the Small Firm NAC seat.

Eligible individuals who have not been nominated for election to the NAC by the Nominating Committee may be included as candidates on the ballot by following the petition procedures set forth in FINRA Regulation’s By-Laws and as further described in this Election Notice.

Note: This Notice was distributed electronically to the executive representative of each FINRA member firm and it is posted on FINRA’s website at www.finra.org/notices/election/082117. Executive representatives should circulate this Notice to their firms’ branch managers.

Questions regarding this Election Notice may be directed to:

  • Marcia E. Asquith, Executive Vice President, Board and External Relations, at (202) 728-8949; or
  • Jennifer Piorko Mitchell, Vice President, Corporate Governance, at (202) 728-8949.

Related Documents: 

DateTitleFormat - Size
8/21/2017NAC Election Candidate Profile FormPDF - 31.76 KB