Election Notice - 9/3/14

Upcoming Election to Fill FINRA District Committee Vacancies

Nomination Deadline: October 3, 2014
This Election Notice was updated on 9/4/14 to include an additional partial term vacancy for District 5.

Executive Summary

This Notice notifies member firms of the upcoming nomination and election process to fill forthcoming vacancies on FINRA District Committees. All eligible candidates will be placed on the ballot if they submit a candidate nomination and profile form to the FINRA Corporate Secretary by Friday, October 3, 2014. The candidate nomination and profile form is available online at www.finra.org/Notices/DistrictElection/090314 and as an attachment to this Notice The seats open for election are included in Attachment A.



Note: This Notice was distributed electronically to the executive representative of each FINRA member firm and is posted on FINRA’s website. Executive representatives should circulate this Notice to their firm’s branch managers.

Questions concerning this Election Notice may be directed to:

  • Marcia Asquith, Senior Vice President and Corporate Secretary, at (202) 728-8949 or via email;
  • Jennifer Piorko Mitchell, Deputy Corporate Secretary, at (202) 728-8949 or via email; or
  • Chip Jones, Senior Vice President, Member Relations and Education, at (240) 386-4797 or via email.

Related Documents: 

DateTitleFormat - Size
Candidate Profile Form—District Committee ElectionPDF - 70.73 KB