Election Notice - 9/4/13

Upcoming Election to Fill FINRA District Committee Vacancies

Executive Summary

This Notice notifies member firms of the upcoming nomination and election process to fill forthcoming vacancies on FINRA District Committees.

All eligible candidates will be placed on the ballot if they submit a candidate nomination and profile form to the FINRA Corporate Secretary by Friday, October 4, 2013. The candidate profile form is available online at www.finra.org/Notices/DistrictElection/090413 and as an attachment to this Notice.

The seats open for election are included in Attachment A. A list of the current District Committee members is available at www.finra.org/districtcommittees.

Note: This Notice was distributed electronically to the executive representative of each FINRA member firm and is posted on FINRA’s website. Executive representatives should circulate this Notice to their firm’s branch managers.

Questions concerning this Election Notice may be directed to

  • Marcia Asquith, Senior Vice President and Corporate Secretary, at (202) 728-8949 or via email.
  • Jennifer Piorko Mitchell, Assistant Corporate Secretary, at (202) 728-8949 or via email.
  • Chip Jones, Senior Vice President, Member Relations, at (240) 386-4797 or via email.