Election Notice - 9/7/11

Nomination and Election Process to Fill FINRA District Committee Vacancies

This Notice notifies member firms of the upcoming nomination and election process to fill forthcoming vacancies on FINRA District Committees. The election process has been modified by recent By-Law changes to adjust the size of the District Committees, elect new members based on firm size, and replace the District Nominating Committees with direct nomination and election.

All eligible candidates will be placed on the ballot if they submit a candidate nomination and profile form to the FINRA Corporate Secretary by Friday, October 7, 2011. The candidate profile form is available online at www.finra.org/Notices/DistrictElection/090711 and as an attachment to this Notice.

The seats open for election are included in Attachment A. A list of the current District Committee members is available at .