Election Notice – 9/7/16

Upcoming Election to Fill FINRA District Committee Vacancies

Nomination Deadline: October 7, 2016

Executive Summary

This Notice notifies member firms of the upcoming nomination and election process to fill forthcoming vacancies on FINRA District Committees.

All eligible candidates will be placed on the ballot if they submit a candidate nomination and profile form to the FINRA Corporate Secretary by Friday, October 7, 2016. The candidate nomination and profile form is available online at www.finra.org/Notices/DistrictElection/090716 and as an attachment to this Notice.

The seats open for election are included in Attachment A. A list of the current District Committee members is available at www.finra.org/districtcommittees.

Note: This Notice was distributed electronically to the executive representative of each FINRA member firm and is posted on FINRA’s website. Executive representatives should circulate this Notice to their firm’s branch managers.

  • Marcia Asquith, Senior Vice President and Corporate Secretary, at (202) 728-8949;
  • Jennifer Piorko Mitchell, Deputy Corporate Secretary, at (202) 728-8949; or
  • Chip Jones, Senior Vice President, Member Relations and Education, at (240) 386-4797.

Related Documents: 

DateTitleFormat - Size
9/7/2016District Election Candidate Profile Form PDF - 90.18 KB