Election Notice - 11/25/13
Small Firm Advisory Board Runoff Election
The recent FINRA election to elect a New York Region member of the Small Firm Advisory Board (SFAB) resulted in a tie. FINRA must therefore hold a runoff election for eligible small firm members in the New York region to select their SFAB representative.
The candidates in the runoff election are:
- Myles Edwards – Chief Compliance Officer & General Counsel, Constellation Wealth Advisors LLC
- Steve Hart – Chief Compliance Officer, Robotti & Company, LLC
Additional information about each candidate is available at www.finra.org/Industry/SmallFirms/P391524.