Election Notice - 12/5/14

FINRA Announces Results of SFAB, NAC and District Committee Elections

Executive Summary

FINRA recently concluded elections to fill vacant seats on the Small Firm Advisory Board (SFAB), National Adjudicatory Council (NAC) and district committees. This Notice lists the individuals elected to fill vacant seats on the SFAB, and those elected and appointed to the NAC and district committees for terms beginning January 1, 2015.

Questions concerning this Election Notice may be directed to

  • Marcia Asquith, Senior Vice President and Corporate Secretary, at (202) 728-8949; or
  • Chip Jones, Senior Vice President, Member Relations, at (240) 386-4797.