Election Notices

Date of Pubsort ascending Title Description
Aug 20, 2019 Election Notice – 8/20/19
FINRA Announces Nomination Process to Fill Upcoming Firm Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 4, 2019
Jul 19, 2019 Election Notice – 7/19/19
Notice of Annual Meeting of FINRA Firms and Proxy
May 24, 2019 Election Notice – 5/24/19
Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: July 8, 2019
Dec 21, 2018 Election Notice - 12/21/18
FINRA Announces Regional Committee, SFAC, and NAC Election Results and Appointments
Oct 29, 2018 Election Notice – 10/29/18
Special Election to Fill a Small Firm Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: Thursday, December 13, 2018
Oct 16, 2018 Election Notice – 10/16/18
Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Oct 16, 2018 Election Notice – 10/16/18
Notice of FINRA Regional Committee Elections and Ballots
Ballot Due Date: November 15, 2018
Oct 16, 2018 Election Notice – 10/16/18
Notice of SFAC Election and Ballots
Ballot Due Date: November 15, 2018
Aug 29, 2018 Election Notice – 8/29/18
Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: September 28, 2018
Aug 29, 2018 Election Notice - 8/29/18
Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: September 28, 2018
Aug 13, 2018 Election Notice – 8/13/18
FINRA Announces Nomination Process to Fill Upcoming Small Firm Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: September 26, 2018
Jul 23, 2018 Election Notice – 7/23/18
Notice of Annual Meeting of FINRA Firms and Proxy
Jun 11, 2018 Election Notice – 6/11/18
Notice of Special Meeting of Large Firms and Proxy
May 25, 2018 Election Notice – 5/25/18
Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: July 9, 2018
Apr 20, 2018 Election Notice – 4/20/18
Special Election to Fill a FINRA Large Firm Governor Vacancy
Petitions for Candidacy Due: Monday, June 4, 2018
Dec 15, 2017 Election Notice – 12/15/17
FINRA Announces SFAB, NAC and District Committee Election Results and Appointments
Oct 20, 2017 Election Notice – 10/20/17
Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 20, 2017

The District 1 Small Firm seat is no longer contested. Ballots will not be distributed.

Oct 20, 2017 Election Notice – 10/20/17
Notice of SFAB Election and Ballots
Ballot Due Date: November 20, 2017
Oct 20, 2017 Election Notice – 10/20/17
Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 20, 2017
Sep 8, 2017 Election Notice – 9/8/17
Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: Monday, October 9, 2017
Sep 8, 2017 Election Notice – 9/8/17
FINRA Small Firm Advisory Board Election
Nomination Deadline: October 9, 2017
Aug 21, 2017 Election Notice – 8/21/17
FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 5, 2017
Jul 21, 2017 Election Notice – 7/21/17
Notice of Annual Meeting of FINRA Firms and Proxy
May 23, 2017 Election Notice - 5/23/17
Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: July 7, 2017
May 2, 2017 Election Notice – 5/2/17
Notice of Special Meeting of Large Firms and Proxy

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