Election Notices

Date of Pubsort ascending Title Description
Jul 28, 2015 Election Notice – 7/28/15
FINRA Announces Nomination Process to Fill an Upcoming Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: September 11, 2015
Jun 30, 2015 Election Notice – 6/30/15
Notice of Annual Meeting of FINRA Firms and Proxy
Apr 27, 2015 Election Notice - 4/27/15
Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 11, 2015
Dec 5, 2014 Election Notice - 12/5/14
FINRA Announces Results of SFAB, NAC and District Committee Elections
Oct 15, 2014 Election Notice - 10/15/14
Notice of SFAB Election and Ballots
Ballots Due: November 14, 2014
Oct 15, 2014 Election Notice - 10/15/14
Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 14, 2014
Oct 15, 2014 Election Notice - 10/15/14
Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 14, 2014
Sep 3, 2014 Election Notice - 9/3/14
Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 3, 2014
This Election Notice was updated on 9/4/14 to include an additional partial term vacancy for District 5.
Sep 3, 2014 Election Notice - 9/3/14
FINRA Small Firm Advisory Board Election
Nomination Deadline: October 3, 2014
Aug 1, 2014 Election Notice - 8/1/14
FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: September 15, 2014
Jul 9, 2014 Election Notice - 7/9/14
Notice of Annual Meeting of FINRA Firms and Proxy
May 6, 2014 Election Notice - 5/6/14
Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 20, 2014
Dec 17, 2013 Election Notice - 12/17/13
FINRA Announces Results of SFAB, NAC and District Committee Elections
Nov 25, 2013 Election Notice - 11/25/13
Small Firm Advisory Board Runoff Election
Oct 16, 2013 Election Notice 10/16/13
Notice of FINRA District Committee Elections and Ballots
Oct 16, 2013 Election Notice 10/16/13
Notice of SFAB Election and Ballots
Sep 4, 2013 Election Notice - 9/4/13
Upcoming Election to Fill FINRA District Committee Vacancies
Sep 4, 2013 Election Notice - 9/4/13
FINRA Small Firm Advisory Board Election
Aug 2, 2013 Election Notice - 8/2/13
FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council Petitions for Candidacy Due: September 16, 2013
Jul 5, 2013 Election Notice - 7/5/13
Notice of Annual Meeting of FINRA Firms and Proxy
May 10, 2013 Election Notice - 5/10/13
Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 24, 2013
Dec 6, 2012 Election Notice - 12/6/12
FINRA Announces Results of SFAB, NAC and District Committee Elections
Oct 17, 2012 Election Notice - 10/17/12
Notice of FINRA Small Firm Advisory Board Election and Ballots
Ballot Due: November 16, 2012
Oct 17, 2012 Election Notice - 10/17/12
Notice of FINRA District Committee Election and Ballots
This Notice was updated on October 18, 2012, to update the Large Firm candidates for Districts 7 and 11, and on November 5, 2012, to update the Large Firm candidates for District 3.
Oct 17, 2012 Election Notice - 10/17/12
Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 16, 2012

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