Election Notices

Date of Pubsort descending Title Description
Mar 29, 2010 Election Notice - 3/29/10
FINRA Announces Election Results for District Committees, District Nominating Committees
May 4, 2010 Election Notice - 5/4/10
Nominees for FINRA Board of Governors
Jul 12, 2010 Election Notice - 7/12/10
Notice of Annual Meeting of FINRA Firms and Proxy
Jul 30, 2010 Election Notice - 7/30/10
FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council
Sep 3, 2010 Election Notice - 9/3/10
FINRA Small Firm Advisory Board Election
Oct 21, 2010 Election Notice - 10/21/10
Notice of SFAB Election and Ballots
May 3, 2011 Election Notice - 5/3/11
Upcoming FINRA Board of Governors Election of a Small Firm and Large Firm Governor
Jun 29, 2011 Election Notice - 6/29/11
Notice of Annual Meeting of FINRA Firms and Proxy
Aug 5, 2011 Election Notice - 8/5/11
FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council
Sep 7, 2011 Election Notice - 9/7/11
Nomination and Election Process to Fill FINRA District Committee Vacancies
Sep 7, 2011 Election Notice - 9/7/11
FINRA Small Firm Advisory Board Election
Oct 19, 2011 Election Notice - 10/19/11
Notice of FINRA District Committee Election and Ballots
Oct 19, 2011 Election Notice - 10/19/11
Notice of FINRA Small Firm Advisory Board Election and Ballots
Oct 19, 2011 Election Notice - 10/19/11
Notice of Contested Election and Ballots for Small Firm NAC Member Seat
Oct 25, 2011 Election Notice - 10/25/11
Notice of Nominee to Fill FINRA Board of Governors Large Firm Seat
The special meeting of large firms will take place on Thursday, January 12, 2012, at 4:30 p.m. Eastern Time at FINRA's Washington, DC, office at 1735 K Street, NW. Please see Election Notice 12/14/11 for details.
Nov 29, 2011 Election Notice - 11/29/11
FINRA Announces Results of the Small Firm Advisory Board and District Committee Elections
Dec 14, 2011 Election Notice - 12/14/11
Notice of Special Meeting of FINRA Large Firms to Elect Large Firm Governor and Proxy
May 11, 2012 Election Notice - 5/11/12
Nominees for Upcoming FINRA Board of Governors Election
Jul 9, 2012 Election Notice - 7/9/12
Notice of Annual Meeting of FINRA Firms and Proxy
Aug 3, 2012 Election Notice - 8/3/12
FINRA Announces Upcoming Vacancy on the National Adjudicatory Council
Sep 5, 2012 Election Notice - 9/5/12
FINRA Small Firm Advisory Board Election
Nomination Deadline: October 5, 2012
Sep 5, 2012 Election Notice - 9/5/12
Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 5, 2012
Oct 17, 2012 Election Notice - 10/17/12
Notice of FINRA Small Firm Advisory Board Election and Ballots
Ballot Due: November 16, 2012
Oct 17, 2012 Election Notice - 10/17/12
Notice of FINRA District Committee Election and Ballots
This Notice was updated on October 18, 2012, to update the Large Firm candidates for Districts 7 and 11, and on November 5, 2012, to update the Large Firm candidates for District 3.
Oct 17, 2012 Election Notice - 10/17/12
Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 16, 2012

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