Election Notices

Date of Pubsort ascending Title Description
Sep 7, 2016 Election Notice – 9/7/16
Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 7, 2016
Sep 7, 2016 Election Notice – 9/7/16
FINRA Small Firm Advisory Board Election
Nomination Deadline: October 7, 2016
Aug 19, 2016 Election Notice – 8/19/16
Notice of Annual Meeting of FINRA Firms and Proxy
Note: On August 31, 2016, FINRA changed the annual meeting record date to Tuesday, August 30, 2016.
Aug 12, 2016 Election Notice – 8/12/16
FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: September 26, 2016
Jun 21, 2016 Election Notice – 6/21/16
Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: August 5, 2016
Mar 10, 2016 Election Notice – 3/10/16
Annual FINRA Election Cycle and Procedures Overview
Dec 18, 2015 Election Notice – 12/18/15
FINRA Announces Results of SFAB, NAC and District Committee Elections and Appointments
Oct 14, 2015 Election Notice – 10/14/15
Notice of SFAB Election and Ballots
Ballot Due Date: November 13, 2015
Oct 14, 2015 Election Notice – 10/14/15
Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 13, 2015
Oct 1, 2015 Election Notice – 10/1/15
Nomination of a Small Firm NAC Member Candidate
Sep 2, 2015 Election Notice – 9/2/15
FINRA Small Firm Advisory Board Election
Nomination Deadline: October 2, 2015
Sep 2, 2015 Election Notice – 9/2/15
Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 2, 2015
Jul 28, 2015 Election Notice – 7/28/15
FINRA Announces Nomination Process to Fill an Upcoming Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: September 11, 2015
Jun 30, 2015 Election Notice – 6/30/15
Notice of Annual Meeting of FINRA Firms and Proxy
Apr 27, 2015 Election Notice - 4/27/15
Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 11, 2015
Dec 5, 2014 Election Notice - 12/5/14
FINRA Announces Results of SFAB, NAC and District Committee Elections
Oct 15, 2014 Election Notice - 10/15/14
Notice of SFAB Election and Ballots
Ballots Due: November 14, 2014
Oct 15, 2014 Election Notice - 10/15/14
Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 14, 2014
Oct 15, 2014 Election Notice - 10/15/14
Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 14, 2014
Sep 3, 2014 Election Notice - 9/3/14
FINRA Small Firm Advisory Board Election
Nomination Deadline: October 3, 2014
Sep 3, 2014 Election Notice - 9/3/14
Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 3, 2014
This Election Notice was updated on 9/4/14 to include an additional partial term vacancy for District 5.
Aug 1, 2014 Election Notice - 8/1/14
FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: September 15, 2014
Jul 9, 2014 Election Notice - 7/9/14
Notice of Annual Meeting of FINRA Firms and Proxy
May 6, 2014 Election Notice - 5/6/14
Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 20, 2014
Dec 17, 2013 Election Notice - 12/17/13
FINRA Announces Results of SFAB, NAC and District Committee Elections

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